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Dimensional US Small Cap ETF

575 hedge funds and large institutions have $5.49B invested in Dimensional US Small Cap ETF in 2023 Q4 according to their latest regulatory filings, with 105 funds opening new positions, 256 increasing their positions, 136 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 105 | Existing positions closed: 21

88% more repeat investments, than reductions

Existing positions increased: 256 | Existing positions reduced: 136

38% more funds holding in top 10

Funds holding in top 10: 6083 (+23)

30% more capital invested

Capital invested by funds: $4.21B → $5.49B (+$1.28B)

15% more funds holding

Funds holding: 499575 (+76)

3.99% more ownership

Funds ownership: 73.46%77.45% (+4%)

Holders
575
Holders Change
+76
Holders Change %
+15.23%
% of All Funds
8.38%
Holding in Top 10
83
Holding in Top 10 Change
+23
Holding in Top 10 Change %
+38.33%
% of All Funds
1.21%
New
105
Increased
256
Reduced
136
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ALWM
151
Andrews Lucia Wealth Management
California
$5.25M +$102K +1,902 +2%
GAM
152
GEM Asset Management
Michigan
$5.17M +$262K +4,895 +6%
HIGP
153
Hill Investment Group Partners
Missouri
$5.17M -$318K -5,927 -6%
Cetera Investment Advisers
154
Cetera Investment Advisers
Illinois
$4.99M -$443K -8,272 -9%
TFA
155
Trinity Financial Advisors
Ohio
$4.96M +$742K +13,840 +20%
AA
156
Advisory Alpha
Michigan
$4.91M -$284K -5,301 -6%
WW
157
Waterfront Wealth
Kansas
$4.8M -$114K -2,133 -3%
EFP
158
Envision Financial Planning
Tennessee
$4.77M +$246K +4,582 +6%
MFAM
159
M Financial Asset Management
Oregon
$4.77M +$11.4K +212 +0.3%
CAPTRUST Financial Advisors
160
CAPTRUST Financial Advisors
North Carolina
$4.7M +$9.22K +172 +0.2%
BAM
161
Bayshore Asset Management
Florida
$4.67M +$7.07K +132 +0.2%
V
162
VeraBank
Texas
$4.66M +$1.19M +22,146 +40%
PWA
163
Physician Wealth Advisors
Utah
$4.61M +$74K +1,380 +2%
FFA
164
Farther Finance Advisors
California
$4.47M +$3.57M +66,605 +791%
PWMG
165
Pioneer Wealth Management Group
Texas
$4.43M +$1.5M +28,053 +61%
GVAG
166
Great Valley Advisor Group
Delaware
$4.42M +$592K +11,043 +17%
FWM
167
FMB Wealth Management
California
$4.39M -$90.4K -1,687 -2%
IAG
168
Investmark Advisory Group
Connecticut
$4.36M +$344K +6,420 +10%
KA
169
Kooman & Associates
Pennsylvania
$4.36M +$233K +4,354 +6%
PAG
170
Private Advisor Group
New Jersey
$4.19M +$530K +9,895 +16%
CAN
171
Cetera Advisor Networks
California
$4.15M +$814K +15,191 +28%
KAM
172
Kraft Asset Management
Tennessee
$4.1M +$41.6K +776 +1%
AFG
173
Altiora Financial Group
Ohio
$4.1M +$1.03M +19,169 +39%
SWM
174
Soundmark Wealth Management
Washington
$4.08M -$87.5K -1,632 -2%
MML Investors Services
175
MML Investors Services
Massachusetts
$4.04M -$546K -10,189 -13%

DFAS Hedge Fund Activity: Q4 2023 in Review

575 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Dimensional US Small Cap ETF (DFAS) for Q4 2023, worth a combined $5.49B — up 30% from $4.21B a quarter earlier.

Buyers outnumbered sellers: 105 funds opened new DFAS positions and 21 closed out — a net gain of 84 holders — while 256 added to existing stakes and 136 trimmed.

The largest buyer was Financial Counselors Inc, adding an estimated $73.2M. The largest seller was Strategic Investment Solutions, cutting an estimated $49.9M.

  • 575 institutional investors held Dimensional US Small Cap ETF (DFAS) as of Q4 2023, up from 499 in Q3 2023.
  • Funds reported $5.49B of Dimensional US Small Cap ETF stock for Q4 2023, up 30% quarter-over-quarter.
  • 105 funds opened new Dimensional US Small Cap ETF positions in Q4 2023 and 21 closed out, a net change of +84 holders.
  • The largest Dimensional US Small Cap ETF buyer in Q4 2023 was Financial Counselors Inc, an estimated $73.2M added.
  • The largest Dimensional US Small Cap ETF seller in Q4 2023 was Strategic Investment Solutions, an estimated $49.9M sold.

Based on aggregated 13F filings for Q4 2023.