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Dimensional US Small Cap ETF

575 hedge funds and large institutions have $5.49B invested in Dimensional US Small Cap ETF in 2023 Q4 according to their latest regulatory filings, with 105 funds opening new positions, 256 increasing their positions, 136 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 105 | Existing positions closed: 21

88% more repeat investments, than reductions

Existing positions increased: 256 | Existing positions reduced: 136

38% more funds holding in top 10

Funds holding in top 10: 6083 (+23)

30% more capital invested

Capital invested by funds: $4.21B → $5.49B (+$1.28B)

15% more funds holding

Funds holding: 499575 (+76)

3.99% more ownership

Funds ownership: 73.46%77.45% (+4%)

Holders
575
Holders Change
+76
Holders Change %
+15.23%
% of All Funds
8.38%
Holding in Top 10
83
Holding in Top 10 Change
+23
Holding in Top 10 Change %
+38.33%
% of All Funds
1.21%
New
105
Increased
256
Reduced
136
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
51
Royal Bank of Canada
Ontario, Canada
$19.4M +$3.18M +59,367 +22%
RJFSA
52
Raymond James Financial Services Advisors
Florida
$19.4M +$2.64M +49,205 +18%
THL
53
Tillman Hartley LLC
Colorado
$19.2M +$155K +2,899 +0.9%
FPAS
54
Focus Partners Advisor Solutions
Missouri
$18.9M -$6.75M -126,036 -28%
PCI
55
Planning Center Inc
Illinois
$18.7M +$71.9K +1,341 +0.4%
Pathstone Holdings
56
Pathstone Holdings
New Jersey
$18.3M +$16.4M +306,519 New
TWM
57
Tanager Wealth Management
United Kingdom
$18M +$907K +16,924 +6%
HWMT
58
Heritage Wealth Management (Texas)
Texas
$17.9M +$533K +9,944 +3%
EWM
59
Empirical Wealth Management
Washington
$17.9M -$41.7K -778 -0.3%
Wealth Enhancement Advisory Services
60
Wealth Enhancement Advisory Services
Minnesota
$17.8M +$240K +4,478 +2%
SWA
61
Sax Wealth Advisors
New Jersey
$17.6M +$910K +16,980 +6%
DEM
62
Disciplined Equity Management
Florida
$17.1M +$865K +16,140 +6%
JTWM
63
Jackson Thornton Wealth Management
Alabama
$17M +$181K +3,373 +1%
BIG
64
Builder Investment Group
Georgia
$16.8M +$171K +3,189 +1%
MAM
65
McLean Asset Management
Virginia
$16.8M +$190K +3,540 +1%
AAP
66
Arax Advisory Partners
Colorado
$16.3M +$266K +4,966 +2%
EFP
67
EnRich Financial Partners
Wisconsin
$15.9M +$14.2M +265,863 New
NHT
68
New Hampshire Trust
New Hampshire
$15.7M +$14.1M +263,646 New
Morgan Stanley
69
Morgan Stanley
New York
$15.5M +$8.11M +151,254 +139%
HPC
70
HM Payson & Co
Maine
$15.4M +$13.8M +257,243 +16,682%
AF
71
Advisornet Financial
Minnesota
$15.2M -$405K -7,563 -3%
BPA
72
Beacon Pointe Advisors
California
$15.1M +$572K +10,670 +4%
LFG
73
Larson Financial Group
Missouri
$14.7M +$460K +8,577 +4%
CA
74
CGN Advisors
Kansas
$14.4M -$142K -2,650 -1%
CCM
75
Carlson Capital Management
Minnesota
$14M

DFAS Hedge Fund Activity: Q4 2023 in Review

575 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Dimensional US Small Cap ETF (DFAS) for Q4 2023, worth a combined $5.49B — up 30% from $4.21B a quarter earlier.

Buyers outnumbered sellers: 105 funds opened new DFAS positions and 21 closed out — a net gain of 84 holders — while 256 added to existing stakes and 136 trimmed.

The largest buyer was Financial Counselors Inc, adding an estimated $73.2M. The largest seller was Strategic Investment Solutions, cutting an estimated $49.9M.

  • 575 institutional investors held Dimensional US Small Cap ETF (DFAS) as of Q4 2023, up from 499 in Q3 2023.
  • Funds reported $5.49B of Dimensional US Small Cap ETF stock for Q4 2023, up 30% quarter-over-quarter.
  • 105 funds opened new Dimensional US Small Cap ETF positions in Q4 2023 and 21 closed out, a net change of +84 holders.
  • The largest Dimensional US Small Cap ETF buyer in Q4 2023 was Financial Counselors Inc, an estimated $73.2M added.
  • The largest Dimensional US Small Cap ETF seller in Q4 2023 was Strategic Investment Solutions, an estimated $49.9M sold.

Based on aggregated 13F filings for Q4 2023.