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First Trust Securitized Plus ETF
DEED

48 hedge funds and large institutions have $145M invested in First Trust Securitized Plus ETF in 2021 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 18 increasing their positions, 2 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

833% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 3

800% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 2

194% more capital invested

Capital invested by funds: $49.1M → $145M (+$95.5M)

109% more funds holding

Funds holding: 23 → 48 (+25)

13.05% less ownership

Funds ownership: 84.77% → 71.72% (-13%)

Holders
48
Holders Change
+25
Holders Change %
+108.7%
% of All Funds
0.84%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
28
Increased
18
Reduced
2
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GIA
Gladstone Institutional Advisory
Florida
+$14M
2
LPL Financial
LPL Financial
California
+$13.7M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$9.34M
4
Osaic Holdings
Osaic Holdings
Arizona
+$6.01M
5
FHC
First Heartland Consultants
Missouri
+$5.96M

Top Sellers

Rank Fund Capital Flow
1
CS
Credit Suisse
Switzerland
-$2.15M
2
Citadel Advisors
Citadel Advisors
Florida
-$1.09M
3
AI
Atria Investments
North Carolina
-$854K
4
Jane Street
Jane Street
New York
-$381K
5
GWM
Geneos Wealth Management
Colorado
-$1.81K
Name Holding Trade Value Shares
Change 		Change in
Stake
KAS
26
Kestra Advisory Services
Texas
$1.08M +$1.08M +41,596 New
CCM
27
Chiron Capital Management
Florida
$997K +$620K +23,913 +165%
BRWM
28
B. Riley Wealth Management
Tennessee
$981K +$537K +20,720 +121%
BRWA
29
B. Riley Wealth Advisors
Florida
$910K +$909K +35,062 New
MOS
30
MGO One Seven
Ohio
$892K +$892K +34,400 New
FH
31
FWG Holdings
Florida
$825K +$825K +31,818 New
SMF
32
Sterling Manor Financial
New York
$810K +$809K +31,224 New
AWA
33
Arkadios Wealth Advisors
Georgia
$772K +$773K +29,807 New
SAM
34
Secure Asset Management
Michigan
$743K +$53.5K +2,064 +8%
AA
35
AlphaMark Advisors
Kentucky
$714K +$714K +27,537 New
Cetera Investment Advisers
36
Cetera Investment Advisers
Illinois
$652K +$652K +25,138 New
CAMG
37
CWA Asset Management Group
Florida
$648K +$648K +25,000 New
SFP
38
Strategic Financial Partners
Oregon
$623K +$622K +24,005 New
APA
39
American Portfolios Advisors
New York
$529K +$314K +12,100 +146%
AIC
40
Ameritas Investment Company
Nebraska
$497K +$28.8K +1,110 +285%
FTUS
41
Flow Traders U.S.
New York
$472K +$472K +18,207 New
MML Investors Services
42
MML Investors Services
Massachusetts
$452K +$452K +17,433 New
LJAC
43
L.J. Altfest & Co
New York
$347K +$20.5K +790 +6%
SWM
44
Spire Wealth Management
Virginia
$262K +$262K +10,099 New
Rockefeller Capital Management
45
Rockefeller Capital Management
New York
$259K +$260K +10,014 New
GWM
46
Geneos Wealth Management
Colorado
$75K -$1.81K -70 -2%
HI
47
Harbour Investments
Wisconsin
$44K +$43.9K +1,692 New
Wells Fargo
48
Wells Fargo
California
$16K +$16K +616 New
CS
49
Credit Suisse
Switzerland
– -$2.15M -83,703 Closed
Citadel Advisors
50
Citadel Advisors
Florida
– -$1.09M -42,296 Closed
1
2
3

DEED Hedge Fund Activity: Q2 2021 in Review

48 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Securitized Plus ETF (DEED) for Q2 2021, worth a combined $145M — up 194% from $49.1M a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new DEED positions and 3 closed out — a net gain of 25 holders — while 18 added to existing stakes and 2 trimmed.

The largest buyer was Gladstone Institutional Advisory, opening a new position worth an estimated $14M. The largest seller was Credit Suisse, exiting entirely with an estimated $2.15M sold.

  • 48 institutional investors held First Trust Securitized Plus ETF (DEED) as of Q2 2021, up from 23 in Q1 2021.
  • Funds reported $145M of First Trust Securitized Plus ETF stock for Q2 2021, up 194% quarter-over-quarter.
  • 28 funds opened new First Trust Securitized Plus ETF positions in Q2 2021 and 3 closed out, a net change of +25 holders.
  • The largest First Trust Securitized Plus ETF buyer in Q2 2021 was Gladstone Institutional Advisory, an estimated $14M added.
  • The largest First Trust Securitized Plus ETF seller in Q2 2021 was Credit Suisse, an estimated $2.15M sold.

Based on aggregated 13F filings for Q2 2021.