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AllianzIM U.S. Equity Buffer20 Dec ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
AE Wealth Management
Kansas
$104M +$101M +3,324,329 +3,849%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$19.2M +$4.39M +143,828 +30%
LAS
3
Lloyd Advisory Services
Georgia
$18M +$18.1M +593,230 New
AFS
4
Access Financial Services
Minnesota
$9.64M +$9.67M +316,872 New
Osaic Holdings
5
Osaic Holdings
Arizona
$9.48M +$5.14M +168,517 +118%
FWM
6
FSR Wealth Management
Illinois
$8.5M +$8.53M +279,333 New
OWA
7
Outlook Wealth Advisors
Texas
$7.6M +$7.62M +249,768 New
BOSSRA
8
B.O.S.S. Retirement Advisors
Utah
$7.36M +$7.38M +241,841 New
AAM
9
American Asset Management
Florida
$5.86M +$5.88M +192,712 New
KAS
10
Kestra Advisory Services
Texas
$4.22M +$1.93M +63,148 +84%
HBS
11
Howard Bailey Securities
Indiana
$3.84M +$3.86M +126,301 New
GLR
12
Great Lakes Retirement
Ohio
$3.18M +$3.2M +104,664 New
SWM
13
Spire Wealth Management
Virginia
$2.73M +$2.74M +89,656 New
AWA
14
Authentikos Wealth Advisory
California
$2.46M +$2.47M +80,815 New
AWS
15
Atria Wealth Solutions
New York
$2.3M +$1.58M +51,913 +219%
Raymond James Financial
16
Raymond James Financial
Florida
$2.19M +$2.2M +72,002 New
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$1.9M +$650K +21,281 +52%
SW
18
SMART Wealth
Nebraska
$1.76M +$1.77M +57,940 New
HI
19
Harbour Investments
Wisconsin
$1.7M +$1.67M +54,578 +3,833%
AIA
20
AssuredPartners Investment Advisors
Florida
$1.7M +$1.71M +55,927 New
CAG
21
Csenge Advisory Group
Florida
$1.66M +$1.67M +54,564 New
FA
22
FSA Advisors
Michigan
$1.21M +$1.21M +39,752 New
LI
23
LifeWealth Investments
Florida
$1.2M +$1.21M +39,595 New
Envestnet Portfolio Solutions
24
Envestnet Portfolio Solutions
Illinois
$1.2M +$990K +32,436 +472%
OC
25
Optima Capital
Oregon
$1.1M +$1.1M +36,023 New