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AllianzIM U.S. Equity Buffer20 Dec ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
AE Wealth Management
Kansas
$19.5M +$4.94M +182,124 +36%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$19.4M +$6.9M +254,659 +59%
Osaic Holdings
3
Osaic Holdings
Arizona
$11.4M +$2.9M +106,879 +36%
KAS
4
Kestra Advisory Services
Texas
$2.82M +$526K +19,422 +24%
LAS
5
Lloyd Advisory Services
Georgia
$2.75M +$2.62M +96,816 New
AWS
6
Atria Wealth Solutions
New York
$1.84M +$1.75M +64,717 New
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.52M +$946K +34,915 +186%
SB
8
Strategic Blueprint
Georgia
$1.31M +$1.25M +46,194 New
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$1.14M +$658K +24,285 +153%
MAWAG
10
Mid-American Wealth Advisory Group
Missouri
$900K +$860K +31,739 New
WP
11
WealthPLAN Partners
Nebraska
$891K +$102K +3,779 +14%
Envestnet Portfolio Solutions
12
Envestnet Portfolio Solutions
Illinois
$869K +$831K +30,659 New
FHC
13
First Heartland Consultants
Missouri
$804K +$508K +18,750 +196%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$779K +$745K +27,488 New
BOSSRA
15
B.O.S.S. Retirement Advisors
Utah
$740K -$24.2K -893 -3%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$703K +$287K +10,576 +74%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$575K -$480K -17,730 -47%
OMC
18
Old Mission Capital
Illinois
$525K +$502K +18,522 New
AFPL
19
Advus Financial Partners, LLC
Florida
$466K +$445K +16,437 New
MWS
20
Maxwell Wealth Strategies
California
$425K +$406K +14,999 New
CAN
21
Cetera Advisor Networks
California
$411K +$393K +14,499 New
PA
22
PFG Advisors
Arizona
$399K +$381K +14,072 New
AF
23
Advisornet Financial
Minnesota
$397K +$379K +13,985 New
GLR
24
Great Lakes Retirement
Ohio
$383K -$90.8K -3,351 -20%
HAS
25
HBW Advisory Services
California
$351K +$335K +12,366 New