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AllianzIM U.S. Equity Buffer20 Dec ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Independent Financial Group
26
Independent Financial Group
California
$241K – – –
W
27
Wealthquest
Ohio
$239K -$101K -3,522 -30%
SMAM
28
Sugar Maple Asset Management
Wisconsin
$232K +$229K +8,011 New
Old Mission Capital
29
Old Mission Capital
Illinois
$201K -$331K -11,593 -63%
AIMU
30
Allianz Investment Management US
Minnesota
$145K – – –
Harbour Investments
31
Harbour Investments
Wisconsin
$93.5K +$143 +5 +0.2%
CFD
32
Creative Financial Designs
Indiana
$91.8K +$343 +12 +0.4%
EverSource Wealth Advisors
33
EverSource Wealth Advisors
Alabama
$54.2K +$53.7K +1,880 New
DFA
34
DHJJ Financial Advisors
Illinois
$37.4K – – –
IFP Advisors
35
IFP Advisors
Florida
$36.2K +$428 +15 +1%
NS
36
NBC Securities
Alabama
$23K – – –
Morgan Stanley
37
Morgan Stanley
New York
$2.38K +$2.34K +82 New
PA
38
Pineridge Advisors
Missouri
$1.94K -$7.17K -251 -79%
SIS
39
Sound Income Strategies
Florida
$1.86K +$1.83K +64 New
OLVIG
40
Oliver Lagore Vanvalin Investment Group
Michigan
$813 -$4.37K -153 -85%
UBS Group
41
UBS Group
Switzerland
$203 -$1.03K -36 -84%
LAS
42
Lloyd Advisory Services
Georgia
– -$2.75M -96,816 Closed
MAWAG
43
Mid-American Wealth Advisory Group
Missouri
– -$900K -31,739 Closed
WP
44
WealthPLAN Partners
Nebraska
– -$891K -31,424 Closed
BOSSRA
45
B.O.S.S. Retirement Advisors
Utah
– -$740K -26,092 Closed
GLR
46
Great Lakes Retirement
Ohio
– -$383K -13,510 Closed
Koshinski Asset Management
47
Koshinski Asset Management
Illinois
– -$287K -10,105 Closed
OWA
48
Outlook Wealth Advisors
Texas
– -$230K -8,111 Closed
AWM
49
Accurate Wealth Management
Florida
– -$224K -7,859 Closed
AWA
50
Authentikos Wealth Advisory
California
– -$201K -7,097 Closed