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DBOC

Innovator Double Stacker 9 Buffer ETF - October

Delisted

DBOC was delisted on the 2nd of October, 2023.

15 hedge funds and large institutions have $11.1M invested in Innovator Double Stacker 9 Buffer ETF - October in 2021 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 2 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

15% more funds holding

Funds holding: 1315 (+2)

8% more capital invested

Capital invested by funds: $10.3M → $11.1M (+$775K)

60% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 5

Holders
15
Holders Change
+2
Holders Change %
+15.38%
% of All Funds
0.23%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
2
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CAN
1
Cetera Advisor Networks
California
$2.83M -$293K -9,872 -10%
CFA
2
Carroll Financial Associates
North Carolina
$1.73M
CA
3
Corrado Advisors
New Jersey
$1.48M -$30.2K -1,017 -2%
Osaic Holdings
4
Osaic Holdings
Arizona
$1.33M +$639K +21,485 +95%
OMC
5
Old Mission Capital
Illinois
$813K -$56.9K -1,915 -7%
WKSWA
6
White Knight Strategic Wealth Advisors
New Jersey
$693K +$682K +22,929 New
BBPWM
7
Blue Bell Private Wealth Management
Pennsylvania
$626K -$1.07K -36 -0.2%
DFA
8
DHJJ Financial Advisors
Illinois
$478K +$86.2K +2,898 +22%
OIA
9
OneDigital Investment Advisors
Kansas
$416K +$410K +13,780 New
BWM
10
BCS Wealth Management
Tennessee
$268K +$263K +8,857 New
OCM
11
Orion Capital Management
California
$263K
CA
12
CoreCap Advisors
Michigan
$78K +$76.3K +2,565 New
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$24K +$23.8K +800 New
UBS Group
14
UBS Group
Switzerland
$14K -$30.7K -1,034 -69%
Carson Wealth (CWM LLC)
15
Carson Wealth (CWM LLC)
Nebraska
$3K +$2.82K +95 New
ACM
16
Arlington Capital Management
Illinois
-$763K -26,288 Closed
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
-$428K -14,754 Closed
IFAM
18
Institutional & Family Asset Management
Colorado
-$82K -2,832 Closed
SFP
19
Sterling Financial Planning
New Jersey
-$78K -2,688 Closed

DBOC Hedge Fund Activity: Q4 2021 in Review

15 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Innovator Double Stacker 9 Buffer ETF - October (DBOC) for Q4 2021, worth a combined $11.1M — up 7.5% from $10.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new DBOC positions and 4 closed out — a net gain of 2 holders — while 2 added to existing stakes and 5 trimmed.

The largest buyer was Osaic Holdings, adding an estimated $639K. The largest seller was Arlington Capital Management, exiting entirely with an estimated $763K sold.

  • 15 institutional investors held Innovator Double Stacker 9 Buffer ETF - October (DBOC) as of Q4 2021, up from 13 in Q3 2021.
  • Funds reported $11.1M of Innovator Double Stacker 9 Buffer ETF - October stock for Q4 2021, up 7.5% quarter-over-quarter.
  • 6 funds opened new Innovator Double Stacker 9 Buffer ETF - October positions in Q4 2021 and 4 closed out, a net change of +2 holders.
  • The largest Innovator Double Stacker 9 Buffer ETF - October buyer in Q4 2021 was Osaic Holdings, an estimated $639K added.
  • The largest Innovator Double Stacker 9 Buffer ETF - October seller in Q4 2021 was Arlington Capital Management, an estimated $763K sold.

Based on aggregated 13F filings for Q4 2021.