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DBOC

Innovator Double Stacker 9 Buffer ETF - October
DBOC

Delisted

DBOC was delisted on the 2nd of October, 2023.

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13 hedge funds and large institutions have $10.3M invested in Innovator Double Stacker 9 Buffer ETF - October in 2021 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 2 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% less funds holding

Funds holding: 15 → 13 (-2)

57% less capital invested

Capital invested by funds: $23.9M → $10.3M (-$13.6M)

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

78% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 9

Holders
13
Holders Change
-2
Holders Change %
-13.33%
% of All Funds
0.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
2
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OCM
Orion Capital Management
California
+$252K
2
Osaic Holdings
Osaic Holdings
Arizona
+$15.7K
3
DFA
DHJJ Financial Advisors
Illinois
+$11.3K

Top Sellers

1
CAN
Cetera Advisor Networks
California
-$12.2M
2
OMC
Old Mission Capital
Illinois
-$586K
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$402K
4
CFA
Carroll Financial Associates
North Carolina
-$312K
5
BWM
BCS Wealth Management
Tennessee
-$214K
Name Holding Trade Value Shares
Change 		Change in
Stake
CAN
1
Cetera Advisor Networks
California
$3.01M -$12.2M -422,968 -80%
CFA
2
Carroll Financial Associates
North Carolina
$1.66M -$312K -10,800 -16%
CA
3
Corrado Advisors
New Jersey
$1.45M -$36K -1,245 -2%
OMC
4
Old Mission Capital
Illinois
$837K -$586K -20,275 -41%
ACM
5
Arlington Capital Management
Illinois
$763K -$69K -2,388 -8%
Osaic Holdings
6
Osaic Holdings
Arizona
$659K +$15.7K +543 +2%
BBPWM
7
Blue Bell Private Wealth Management
Pennsylvania
$603K -$10.5K -364 -2%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$428K -$169K -5,849 -28%
DFA
9
DHJJ Financial Advisors
Illinois
$410K +$11.3K +392 +3%
OCM
10
Orion Capital Management
California
$253K +$252K +8,713 New
IFAM
11
Institutional & Family Asset Management
Colorado
$82K -$41.9K -1,450 -34%
SFP
12
Sterling Financial Planning
New Jersey
$78K – – –
UBS Group
13
UBS Group
Switzerland
$44K -$7.74K -268 -15%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
– -$402K -14,000 Closed
BWM
15
BCS Wealth Management
Tennessee
– -$214K -7,447 Closed
WCAMG
16
Woodard & Company Asset Management Group
North Carolina
– -$43K -1,500 Closed

DBOC Hedge Fund Activity: Q3 2021 in Review

13 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Innovator Double Stacker 9 Buffer ETF - October (DBOC) for Q3 2021, worth a combined $10.3M — down 57% from $23.9M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of DBOC and 1 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 2 added.

The largest buyer was Orion Capital Management, opening a new position worth an estimated $252K. The largest seller was Cetera Advisor Networks, cutting an estimated $12.2M.

  • 13 institutional investors held Innovator Double Stacker 9 Buffer ETF - October (DBOC) as of Q3 2021, down from 15 in Q2 2021.
  • Funds reported $10.3M of Innovator Double Stacker 9 Buffer ETF - October stock for Q3 2021, down 57% quarter-over-quarter.
  • 1 fund opened new Innovator Double Stacker 9 Buffer ETF - October positions in Q3 2021 and 3 closed out, a net change of -2 holders.
  • The largest Innovator Double Stacker 9 Buffer ETF - October buyer in Q3 2021 was Orion Capital Management, an estimated $252K added.
  • The largest Innovator Double Stacker 9 Buffer ETF - October seller in Q3 2021 was Cetera Advisor Networks, an estimated $12.2M sold.

Based on aggregated 13F filings for Q3 2021.