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Capital One
COF

Name Holding Trade Value Shares
Change 		Change in
Stake
VAM
801
Visium Asset Management
New York
– -$8.67M -98,513 Closed
BUB
802
BBVA USA Bancshares
Texas
– -$8.6M -97,754 Closed
GAAM
803
Guinness Atkinson Asset Management
California
– -$7.62M -86,600 Closed
OAM
804
Origin Asset Management
United Kingdom
– -$6.83M -77,640 Closed
PCM
805
Palouse Capital Management
Washington
– -$6.33M -71,934 Closed
MSU
806
Maple Securities USA
New Jersey
– -$5.15M -58,560 Closed
PFC
807
Phocas Financial Corp
California
– -$5.06M -57,572 Closed
1IA
808
1834 Investment Advisors
Wisconsin
– -$4.99M -56,720 Closed
NC
809
Northpointe Capital
Michigan
– -$4.54M -51,558 Closed
Fiera Capital (Canada)
810
Fiera Capital (Canada)
Quebec, Canada
– -$3.98M -45,300 Closed
BMCMI
811
Bryn Mawr Capital Management Inc
Pennsylvania
– -$3.61M -41,050 Closed
Voloridge Investment Management
812
Voloridge Investment Management
Florida
– -$3.12M -35,500 Closed
SGDR
813
SPX Gestao de Recursos
Brazil
– -$3.08M -35,000 Closed
AP
814
AHL Partners
United Kingdom
– -$2.89M -32,851 Closed
SCP
815
Scoria Capital Partners
Connecticut
– -$2.64M -30,000 Closed
Connor, Clark & Lunn Investment Management (CC&L)
816
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
– -$2.46M -27,950 Closed
WCA
817
Waratah Capital Advisors
Ontario, Canada
– -$2.35M -26,750 Closed
EAM
818
EULAV Asset Management
Florida
– -$2.15M -24,400 Closed
SLI
819
Sumitomo Life Insurance
Japan
– -$2.14M -24,361 Closed
FMBTD
820
First Midwest Bank Trust Division
Illinois
– -$1.93M -21,972 Closed
GAM
821
Guinness Asset Management
United Kingdom
– -$1.76M -20,010 Closed
BWM
822
Braver Wealth Management
Massachusetts
– -$1.48M -16,807 Closed
SAM
823
Sentinel Asset Management
Vermont
– -$1.22M -13,900 Closed
CCS
824
Crosspoint Capital Strategies
California
– -$1.07M -12,153 Closed
AGM
825
Alpine Global Management
New York
– -$1M -11,364 Closed
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33
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