Guinness Asset Management’s Capital One COF Stock Holding History

Guinness Asset Management’s Portfolio COF Stock Details COF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-20,010	Closed	-$1.76M	–	79
2015 Q2	$1.76M	Buy	20,010 +1,750	+10%	+$147K	0.68%	38
2015 Q1	$1.44M	Buy	18,260 +7,460	+69%	+$586K	0.67%	48
2014 Q4	$892K	Buy	+10,800	New	+$879K	0.44%	53

Other funds holding COF

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Barrow, Hanley, Mewhinney & Strauss Dallas, Texas $30.5B AUM 29.95% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Guinness Asset Management's COF Position: Q3 2015 in Review

Guinness Asset Management sold out of Capital One (COF) in Q3 2015, closing a stake of 20,010 shares — an estimated $1.76M sold.

Guinness Asset Management first reported a position in COF in Q4 2014 and held it in 3 quarters. The position peaked at $1.76M in Q2 2015. 789 funds tracked by Wall St. Rank hold COF as of Q3 2015.

Guinness Asset Management reported no remaining Capital One position as of Q3 2015 after selling out during the quarter.
Guinness Asset Management sold 20,010 Capital One shares in Q3 2015, an estimated $1.76M.
Guinness Asset Management first reported a position in Capital One in Q4 2014 and held it in 3 quarters.
Guinness Asset Management's Capital One position peaked at $1.76M in Q2 2015.
789 funds tracked by Wall St. Rank held Capital One as of Q3 2015.

Based on Guinness Asset Management's 13F filing for Q3 2015, filed 23 Oct 2015.