Guinness Asset Management’s Capital One COF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-20,010	Closed	-$1.76M	–	79
2015 Q2	$1.76M	Buy	20,010 +1,750	+10%	+$154K	0.68%	38
2015 Q1	$1.44M	Buy	18,260 +7,460	+69%	+$588K	0.67%	48
2014 Q4	$892K	Buy	+10,800	New	+$892K	0.44%	53