CMPS

Compass Pathways
CMPS

Overview Fund Activity

114 hedge funds and large institutions have $79.7M invested in Compass Pathways in 2022 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 18 increasing their positions, 27 reducing their positions, and 13 closing their positions.

Holders
114
Holders Change
+7
Holders Change %
+6.54%
% of All Funds
1.97%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
21
Increased
18
Reduced
27
Closed
13
Calls
$5.91M
Puts
$8.24M
Net Calls
-$2.33M
Net Calls Change
+$5.2M

Top Buyers

1
LGM
1
Logos Global Management
California
$5.47M
2
AIM
2
ARK Investment Management
Florida
$4.17M
3
NAMA
3
Nikko Asset Management Americas
New York
$3.74M
4
Sumitomo Mitsui Trust Group
4
Sumitomo Mitsui Trust Group
Japan
$3.68M
5
Renaissance Technologies
5
Renaissance Technologies
New York
$2.33M

Top Sellers

1
SCM
1
Saba Capital Management
New York
$215K
2
RCMNY
2
Rubric Capital Management (New York)
New York
$0
3
SSA
3
Schonfeld Strategic Advisors
New York
$1.62M
4
Morgan Stanley
4
Morgan Stanley
New York
$4.13M
5
Citadel Advisors
5
Citadel Advisors
Florida
$1.57M
Name Market Value Shares Shares
Change 		Shares
Change %
PI
101
PFS Investments
Georgia
$532 49,599 +4,095 +9%
RCMNY
102
Rubric Capital Management (New York)
New York
– – -283,694 Closed
AFM
103
Anson Funds Management
Texas
– – -30,000 Closed
PCM
104
Penserra Capital Management
California
– – -26,651 Closed
Zurich Cantonal Bank
105
Zurich Cantonal Bank
Switzerland
– – -4,417 Closed
CAPTRUST Financial Advisors
106
CAPTRUST Financial Advisors
North Carolina
– – -2,574 Closed
SM
107
SG3 Management
Puerto Rico
– – -2,000 Closed
HI
108
Hoey Investments
Pennsylvania
– – -200 Closed
LC
109
Lindbrook Capital
California
– – -144 Closed
AW
110
ACG Wealth
Georgia
– – -103 Closed
PFGIA
111
Patriot Financial Group Insurance Agency
Massachusetts
– – -50 Closed
GLLW
112
Graves Light Lenhart Wealth
Virginia
– – -43 Closed
VVP
113
Venture Visionary Partners
Ohio
– – -25 Closed
CA
114
CoreCap Advisors
Michigan
– – -15 Closed
HNB
115
Huntington National Bank
Ohio
$0 1 – –
AF
116
Allworth Financial
California
$0 22 – –
HR
117
Howe & Rusling
New York
$0 22 – –
TFS
118
TrustCore Financial Services
Tennessee
$0 16 – –
FIA
119
FNY Investment Advisers
New York
– – – –
BAM
120
Baldrige Asset Management
Pennsylvania
$0 40 – –
TWA
121
TCI Wealth Advisors
Arizona
$0 35 – –
HI
122
Harbour Investments
Wisconsin
$0 30 – –
CFGS
123
Concourse Financial Group Securities
Alabama
– – – –
PNC Financial Services Group
124
PNC Financial Services Group
Pennsylvania
$0 69 – –
Walleye Trading
125
Walleye Trading
New York
– – – –
2 3 4
5
6