CMPS

Compass Pathways
CMPS

Overview Fund Activity

117 hedge funds and large institutions have $229M invested in Compass Pathways in 2021 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 30 increasing their positions, 23 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
117
Holders Change
+7
Holders Change %
+6.36%
% of All Funds
2.05%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
30
Increased
30
Reduced
23
Closed
22
Calls
$59.4M
Puts
$75.8M
Net Calls
-$16.4M
Net Calls Change
-$16.1M

Top Buyers

1
AII
1
AGF Investments Inc
Ontario, Canada
$19M
2
LGM
2
Logos Global Management
California
$41.8M
3
APM
3
Avidity Partners Management
Texas
$34.7M
4
IC
4
Ikarian Capital
Texas
$6.85M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$8.6M

Top Sellers

1
Holocene Advisors
1
Holocene Advisors
New York
$2.99M
2
AWG
2
Alpha Wave Global
New York
$0
3
PVI
3
Pura Vida Investments
New York
$0
4
WP
4
Woodline Partners
California
$377K
5
Point72 Asset Management
5
Point72 Asset Management
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PNC Financial Services Group
101
PNC Financial Services Group
Pennsylvania
$2K – – –
LF
102
Lee Financial
Texas
$2K – – –
EW
103
Evoke Wealth
California
$2K +$2K +100 New
NFG
104
Next Financial Group
Texas
$1K -$165K -3,474 -99%
BWM
105
BerganKDV Wealth Management
Minnesota
$1K – – –
BAM
106
Baldrige Asset Management
Pennsylvania
$1K – – –
HI
107
Harbour Investments
Wisconsin
$1K – – –
AAP
108
Arax Advisory Partners
Colorado
$1K +$429 +15 +75%
TWA
109
TCI Wealth Advisors
Arizona
$1K +$714 +25 +250%
CWA
110
Clearview Wealth Advisors
Oregon
$1K +$1K +50 New
NSIM
111
North Star Investment Management
Illinois
$1K +$1K +50 New
WIM
112
Westside Investment Management
California
$14 +$14 +500 New
AWG
113
Alpha Wave Global
New York
– -$9.87M -258,791 Closed
PVI
114
Pura Vida Investments
New York
– -$7.25M -190,071 Closed
Point72 Asset Management
115
Point72 Asset Management
Connecticut
– -$5.61M -147,000 Closed
AI
116
Atom Investors
Texas
– -$2.89M -75,618 Closed
MIM
117
Monashee Investment Management
Massachusetts
– -$1.53M -40,000 Closed
SCS
118
Syquant Capital SAS
France
– -$1.32M -34,550 Closed
Jane Street
119
Jane Street
New York
– -$1.29M -33,857 Closed
JF
120
Jump Financial
Illinois
– -$1.29M -33,836 Closed
RJA
121
Raymond James & Associates
Florida
– -$674K -17,679 Closed
VFM
122
Vivid Financial Management
California
– -$381K -9,995 Closed
CSS
123
Cubist Systematic Strategies
Connecticut
– -$265K -6,951 Closed
Qube Research & Technologies (QRT)
124
Qube Research & Technologies (QRT)
United Kingdom
– -$251K -6,587 Closed
PMG
125
ProVise Management Group
Florida
– -$243K -6,376 Closed
2 3 4
5
6