CMPS

Compass Pathways
CMPS

Overview Fund Activity

113 hedge funds and large institutions have $165M invested in Compass Pathways in 2023 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
113
Holders Change
+16
Holders Change %
+16.49%
% of All Funds
1.8%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
30
Increased
21
Reduced
17
Closed
12
Calls
$5M
Puts
$1.7M
Net Calls
+$3.3M
Net Calls Change
+$2.23M

Top Buyers

1
TCM
1
TCG Crossover Management
California
$28.5M
2
VC
2
Vivo Capital
California
$11.9M
3
Citadel Advisors
3
Citadel Advisors
Florida
$11.6M
4
PBA
4
Paradigm Biocapital Advisors
New York
$10.1M
5
RCM
5
RA Capital Management
Massachusetts
$9.52M

Top Sellers

1
DTC
1
Deep Track Capital
Connecticut
$2.43M
2
AM
2
AGF Management
Ontario, Canada
$7.56M
3
PHS
3
PFM Health Sciences
California
$391K
4
Group One Trading
4
Group One Trading
Illinois
$0
5
LCM
5
Lynx1 Capital Management
Puerto Rico
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
ATC
76
Adirondack Trust Company
New York
$3.74K – – –
HNB
77
Huntington National Bank
Ohio
$3.71K – – –
National Bank of Canada
78
National Bank of Canada
Quebec, Canada
$3.27K – – –
Simplex Trading
79
Simplex Trading
Illinois
$3K -$9.37K -1,611 -76%
PP
80
Pacifica Partners
Canada
$2.87K – – –
TWC
81
TD Waterhouse Canada
Ontario, Canada
$2.54K – – –
Creative Planning
82
Creative Planning
Kansas
$2.4K +$2.4K +324 New
NECFA
83
New England Capital Financial Advisors
Connecticut
$2.22K – – –
NA
84
NewEdge Advisors
Louisiana
$2.22K +$2.22K +300 New
US Bancorp
85
US Bancorp
Minnesota
$1.7K – – –
GIA
86
GHP Investment Advisors
Colorado
$1.5K – – –
Legacy Financial Group (Iowa)
87
Legacy Financial Group (Iowa)
Iowa
$1.48K +$1.48K +200 New
TFGT
88
TS Financial Group (TSFG)
Illinois
$1K – – –
VF
89
VitalStone Financial
Texas
$1K – – –
AAP
90
Arax Advisory Partners
Colorado
$999 – – –
IA
91
IFP Advisors
Florida
$999 – – –
FFA
92
Farther Finance Advisors
California
$999 – – –
GI
93
Gradient Investments
Minnesota
$740 – – –
BWM
94
Baystate Wealth Management
Massachusetts
$740 – – –
LFG
95
Larson Financial Group
Missouri
$740 – – –
PGAM
96
Princeton Global Asset Management
New Jersey
$740 – – –
PA
97
Parallel Advisors
California
$629 – – –
LF
98
Lee Financial
Texas
$592 – – –
AWA
99
Authentikos Wealth Advisory
California
$518 +$518 +70 New
PNC Financial Services Group
100
PNC Financial Services Group
Pennsylvania
$400 -$111 -15 -22%
1 2 3
4
5