CMPS

Compass Pathways
CMPS

Overview Fund Activity

117 hedge funds and large institutions have $229M invested in Compass Pathways in 2021 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 30 increasing their positions, 23 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
117
Holders Change
+7
Holders Change %
+6.36%
% of All Funds
2.05%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
30
Increased
30
Reduced
23
Closed
22
Calls
$59.4M
Puts
$75.8M
Net Calls
-$16.4M
Net Calls Change
-$16.1M

Top Buyers

1
AII
1
AGF Investments Inc
Ontario, Canada
$19M
2
LGM
2
Logos Global Management
California
$41.8M
3
APM
3
Avidity Partners Management
Texas
$34.7M
4
IC
4
Ikarian Capital
Texas
$6.85M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$8.6M

Top Sellers

1
Holocene Advisors
1
Holocene Advisors
New York
$2.99M
2
AWG
2
Alpha Wave Global
New York
$0
3
PVI
3
Pura Vida Investments
New York
$0
4
WP
4
Woodline Partners
California
$377K
5
Point72 Asset Management
5
Point72 Asset Management
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CAPTRUST Financial Advisors
76
CAPTRUST Financial Advisors
North Carolina
$14K – – –
US Bancorp
77
US Bancorp
Minnesota
$14K – – –
PP
78
Pacifica Partners
Canada
$14K +$4.67K +140 +50%
PCG
79
Private Capital Group
Connecticut
$14K +$14K +467 New
WLPWM
80
Walled Lake Planning & Wealth Management
Illinois
$12K – – –
AIC
81
Archer Investment Corporation
Indiana
$11.2K +$11.2K +375 New
IA
82
IFP Advisors
Florida
$11K – – –
KTC
83
Kistler-Tiffany Companies
Pennsylvania
$10K +$9.41K +305 +1,605%
AWM
84
Accel Wealth Management
Iowa
$9K – – –
SBL
85
Sargent Bickham Lagudis
Colorado
$8K – – –
BCV
86
Banque Cantonale Vaudoise
Switzerland
$7K +$913 +30 +15%
TFA
87
Toth Financial Advisory
Virginia
$6K – – –
SIM
88
Sonora Investment Management
Arizona
$6K – – –
PFGIA
89
Patriot Financial Group Insurance Agency
Massachusetts
$6K – – –
GAM
90
Gemmer Asset Management
California
$6K +$6K +200 New
JPMorgan Chase & Co
91
JPMorgan Chase & Co
New York
$5K -$756K -24,493 -99%
FRA
92
Front Row Advisors
California
$4K – – –
PO
93
Private Ocean
California
$4K – – –
S
94
SignatureFD
Georgia
$4K +$4K +125 New
ADL
95
Asset Dedication LLC
California
$3K -$7.5K -250 -71%
PGAM
96
Princeton Global Asset Management
New Jersey
$3K – – –
LFG
97
Larson Financial Group
Missouri
$3K – – –
TFGT
98
TS Financial Group (TSFG)
Illinois
$3K +$3K +100 New
BWM
99
Baystate Wealth Management
Massachusetts
$3K +$3K +100 New
LF
100
Lee Financial
Texas
$2K – – –
2 3
4
5 6