CMPS

Compass Pathways
CMPS

Overview Fund Activity

113 hedge funds and large institutions have $165M invested in Compass Pathways in 2023 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
113
Holders Change
+16
Holders Change %
+16.49%
% of All Funds
1.8%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
30
Increased
21
Reduced
17
Closed
12
Calls
$5M
Puts
$1.7M
Net Calls
+$3.3M
Net Calls Change
+$2.23M

Top Buyers

1
TCM
1
TCG Crossover Management
California
$28.5M
2
VC
2
Vivo Capital
California
$11.9M
3
Citadel Advisors
3
Citadel Advisors
Florida
$11.6M
4
PBA
4
Paradigm Biocapital Advisors
New York
$10.1M
5
RCM
5
RA Capital Management
Massachusetts
$9.52M

Top Sellers

1
DTC
1
Deep Track Capital
Connecticut
$2.43M
2
AM
2
AGF Management
Ontario, Canada
$7.56M
3
PHS
3
PFM Health Sciences
California
$391K
4
Group One Trading
4
Group One Trading
Illinois
$0
5
LCM
5
Lynx1 Capital Management
Puerto Rico
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TC
51
TAP Consulting
Missouri
$95.1K +$12.2K +1,645 +15%
LPL Financial
52
LPL Financial
California
$93.8K -$10.7K -1,450 -10%
VEA
53
Virtus ETF Advisers
New York
$92.9K -$9.25K -1,250 -9%
Squarepoint
54
Squarepoint
New York
$88.5K +$88.5K +11,964 New
B
55
Bailard
California
$88.5K +$88.5K +11,957 New
AAS
56
Avantax Advisory Services
Texas
$78.7K -$20.1K -2,716 -20%
TRCT
57
Tower Research Capital (TRC)
New York
$58.1K +$40.4K +5,466 +230%
Osaic Holdings
58
Osaic Holdings
Arizona
$55.1K +$12.5K +1,683 +29%
CAM
59
Close Asset Management
United Kingdom
$50K – – –
Citigroup
60
Citigroup
New York
$44K +$41K +5,540 +1,361%
BCV
61
Banque Cantonale Vaudoise
Switzerland
$44K – – –
NSIM
62
North Star Investment Management
Illinois
$40.3K +$15.8K +2,140 +65%
AA
63
Ancora Advisors
Ohio
$37K – – –
JPMorgan Chase & Co
64
JPMorgan Chase & Co
New York
$36.8K +$30.8K +4,162 +513%
CG
65
Cutler Group
California
$20K +$2.86K +400 +17%
CA
66
Crewe Advisors
Utah
$14.4K – – –
FDCDDQ
67
Federation des caisses Desjardins du Quebec
Quebec, Canada
$14K +$13.3K +1,800 +1,895%
CTA
68
Colonial Trust Advisors
South Carolina
$11.2K +$1.48K +200 +15%
SPIA
69
Steward Partners Investment Advisory
New York
$7.4K – – –
WIM
70
Westside Investment Management
California
$6.66K – – –
CUAMC
71
China Universal Asset Management Company
China
$5.11K +$2.79K +377 +120%
RhumbLine Advisers
72
RhumbLine Advisers
Massachusetts
$4.88K +$555 +75 +13%
S
73
SignatureFD
Georgia
$4.11K +$4.11K +556 New
AIM
74
Anchor Investment Management
South Carolina
$4.07K – – –
Carson Wealth (CWM LLC)
75
Carson Wealth (CWM LLC)
Nebraska
$4K -$14.3K -1,720 -78%
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3
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