CMPS

Compass Pathways
CMPS

Overview Fund Activity

82 hedge funds and large institutions have $182M invested in Compass Pathways in 2021 Q1 according to their latest regulatory filings, with 38 funds opening new positions, 21 increasing their positions, 10 reducing their positions, and 12 closing their positions.

Holders
82
Holders Change
+25
Holders Change %
+43.86%
% of All Funds
1.44%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
38
Increased
21
Reduced
10
Closed
12
Calls
$12.5M
Puts
$10.5M
Net Calls
+$1.98M
Net Calls Change
-$9M

Top Buyers

1
IC
1
Ikarian Capital
Texas
$8.32M
2
WP
2
Woodline Partners
California
$7.01M
3
Victory Capital Management
3
Victory Capital Management
Texas
$23.9M
4
Mirae Asset Global Investments
4
Mirae Asset Global Investments
South Korea
$4.4M
5
Verition Fund Management
5
Verition Fund Management
Connecticut
$3.77M

Top Sellers

1
JG
1
Jefferies Group
New York
$5.79M
2
PA
2
Perceptive Advisors
New York
$29.4M
3
CA
3
Corriente Advisors
Texas
$0
4
ACP
4
Acuta Capital Partners
California
$3.31M
5
O
5
OrbiMed
New York
$4.71M
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
51
Bank of America
North Carolina
$74K +$64.8K +1,756 +702%
Carson Wealth (CWM LLC)
52
Carson Wealth (CWM LLC)
Nebraska
$38K – – –
Citigroup
53
Citigroup
New York
$37K +$37K +1,000 New
Osaic Holdings
54
Osaic Holdings
Arizona
$27K +$6.06K +157 +29%
BWP
55
Baldwin Wealth Partners
Massachusetts
$22K +$22K +600 New
BWA
56
BDO Wealth Advisors
Florida
$20K +$20K +550 New
SSB
57
Sandy Spring Bank
Maryland
$18K +$10.8K +300 +150%
CAPTRUST Financial Advisors
58
CAPTRUST Financial Advisors
North Carolina
$17K +$3.78K +100 +29%
US Bancorp
59
US Bancorp
Minnesota
$17K +$17K +460 New
WLPWM
60
Walled Lake Planning & Wealth Management
Illinois
$15K +$15K +400 New
AIC
61
Ameritas Investment Company
Nebraska
$12.6K +$12.6K +342 New
Bank of Montreal
62
Bank of Montreal
Ontario, Canada
$12K +$1.09K +30 +10%
SFS
63
Sowell Financial Services
Arkansas
$7K – – –
SWM
64
Spire Wealth Management
Virginia
$7K +$7K +180 New
TFA
65
Toth Financial Advisory
Virginia
$7K +$7K +200 New
PFGIA
66
Patriot Financial Group Insurance Agency
Massachusetts
$7K +$7K +200 New
BCV
67
Banque Cantonale Vaudoise
Switzerland
$7K +$7K +200 New
APWA
68
Atlas Private Wealth Advisors
New Jersey
$7K +$7K +200 New
PO
69
Private Ocean
California
$6K +$6K +150 New
IA
70
IFP Advisors
Florida
$5K +$5K +125 New
TRCT
71
Tower Research Capital (TRC)
New York
$4K +$4K +100 New
AWM
72
Avior Wealth Management
Nebraska
$4K +$4K +120 New
TFM
73
TFC Financial Management
Massachusetts
$2K – – –
NL
74
NVWM LLC
Pennsylvania
$2K – – –
VFA
75
Valeo Financial Advisors
Indiana
$2K +$2K +50 New
1 2
3
4