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iShares CMBS ETF

76 hedge funds and large institutions have $239M invested in iShares CMBS ETF in 2023 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 33 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

8.3% more ownership

Funds ownership: 55.94%64.24% (+8.3%)

3% less capital invested

Capital invested by funds: $245M → $239M (-$6.33M)

5% less funds holding

Funds holding: 8076 (-4)

15% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 13

30% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 33

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $206K

Holders
76
Holders Change
-4
Holders Change %
-5%
% of All Funds
1.11%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.04%
New
11
Increased
23
Reduced
33
Closed
13
Calls
Puts
$206K
Net Calls
-$206K
Net Calls Change
-$206K
Name Holding Trade Value Shares
Change
Change in
Stake
Pathstone Holdings
1
Pathstone Holdings
New Jersey
$32.3M +$31.3M +690,876 New
Morgan Stanley
2
Morgan Stanley
New York
$28.3M -$13M -286,697 -32%
AI
3
Arvest Investments
Arkansas
$21.3M +$20.6M +455,149 New
Ameriprise
4
Ameriprise
Minnesota
$19.7M +$16.7M +368,175 +701%
UBS Group
5
UBS Group
Switzerland
$17.7M +$236K +5,213 +1%
TIM
6
Tortoise Investment Management
New York
$15.7M +$69.3K +1,530 +0.5%
Bank of America
7
Bank of America
North Carolina
$11.6M +$726K +16,025 +7%
AWM
8
AE Wealth Management
Kansas
$11.5M +$1.6M +35,272 +17%
KF
9
Krilogy Financial
Missouri
$7.38M -$5.45M -120,415 -43%
FA
10
Fermata Advisors
California
$7.06M +$37.4K +826 +0.6%
Wells Fargo
11
Wells Fargo
California
$6.83M -$1.44M -31,875 -18%
CBT
12
Central Bank & Trust
Kentucky
$6.45M +$1.31M +29,016 +27%
GC
13
Guggenheim Capital
Illinois
$5.48M -$1.55M -34,273 -23%
State of New Jersey Common Pension Fund D
14
State of New Jersey Common Pension Fund D
New Jersey
$5.17M +$5M +110,517 New
Jane Street
15
Jane Street
New York
$4.77M -$14M -309,457 -75%
Osaic Holdings
16
Osaic Holdings
Arizona
$3.3M -$225K -4,967 -7%
SC
17
Sykon Capital
New York
$3.3M -$487K -10,760 -13%
Franklin Resources
18
Franklin Resources
California
$2.17M +$22K +487 +1%
LFA
19
LGT Financial Advisors
Texas
$1.99M +$7.38K +163 +0.4%
LPL Financial
20
LPL Financial
California
$1.97M -$194K -4,293 -9%
BlackRock
21
BlackRock
New York
$1.87M +$42.1K +931 +2%
IWP
22
Insight Wealth Partners
Texas
$1.72M +$50.7K +1,119 +3%
CA
23
Cetera Advisors
Colorado
$1.69M +$458K +10,122 +39%
First Trust Advisors
24
First Trust Advisors
Illinois
$1.56M -$21.1K -467 -1%
Citadel Advisors
25
Citadel Advisors
Florida
$1.49M -$467K -10,306 -24%

CMBS Hedge Fund Activity: Q4 2023 in Review

76 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in iShares CMBS ETF (CMBS) for Q4 2023, worth a combined $239M — down 2.6% from $245M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of CMBS and 11 opened new positions — a net loss of 2 holders — while 33 trimmed existing stakes and 23 added.

The largest buyer was Ameriprise, adding an estimated $16.7M. The largest seller was D.J. St. Germain, cutting an estimated $20.1M.

  • 76 institutional investors held iShares CMBS ETF (CMBS) as of Q4 2023, down from 80 in Q3 2023.
  • Funds reported $239M of iShares CMBS ETF stock for Q4 2023, down 2.6% quarter-over-quarter.
  • 11 funds opened new iShares CMBS ETF positions in Q4 2023 and 13 closed out, a net change of -2 holders.
  • The largest iShares CMBS ETF buyer in Q4 2023 was Ameriprise, an estimated $16.7M added.
  • The largest iShares CMBS ETF seller in Q4 2023 was D.J. St. Germain, an estimated $20.1M sold.

Based on aggregated 13F filings for Q4 2023.