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iShares CMBS ETF

64 hedge funds and large institutions have $232M invested in iShares CMBS ETF in 2020 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 20 increasing their positions, 19 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 12

17% more capital invested

Capital invested by funds: $200M → $232M (+$33M)

10% more funds holding

Funds holding: 5864 (+6)

9.43% more ownership

Funds ownership: 47.92%57.36% (+9.4%)

5% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 19

Holders
64
Holders Change
+6
Holders Change %
+10.34%
% of All Funds
1.41%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
20
Increased
20
Reduced
19
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$39.5M +$298K +5,568 +0.8%
Charles Schwab
2
Charles Schwab
California
$31.8M +$31.8M +592,899 New
DJSG
3
D.J. St. Germain
Massachusetts
$23M +$1.24M +23,072 +6%
Bank of America
4
Bank of America
North Carolina
$18.9M -$5.47M -102,158 -23%
GC
5
Guggenheim Capital
Illinois
$17.5M +$2.63M +49,086 +18%
LPL Financial
6
LPL Financial
California
$15.5M +$9.31M +173,904 +152%
UBS Group
7
UBS Group
Switzerland
$13.2M -$922K -17,217 -7%
ACM
8
Advisors Capital Management
New Jersey
$11.5M +$6.7M +125,062 +139%
WAP
9
Wealthcare Advisory Partners
Pennsylvania
$11.4M +$11.4M +212,665 +817,942%
Wells Fargo
10
Wells Fargo
California
$8.62M +$1.48M +27,661 +21%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$7.59M +$3.64M +67,961 +92%
HH
12
Hilltop Holdings
Texas
$3.51M +$499K +9,321 +17%
BlackRock
13
BlackRock
New York
$2.52M -$2.45M -45,734 -49%
FIM
14
Freedom Investment Management
Connecticut
$2.29M -$440K -8,211 -16%
Franklin Resources
15
Franklin Resources
California
$2.28M +$121K +2,250 +6%
CA
16
Cetera Advisors
Colorado
$2.1M +$501K +9,356 +31%
AWM
17
AE Wealth Management
Kansas
$2.1M +$2.09M +39,053 New
SS
18
Simplicity Solutions
Minnesota
$2.06M +$2.06M +38,416 New
HCA
19
Heck Capital Advisors
Wisconsin
$2.01M +$2M +37,378 New
GFPC
20
Global Financial Private Capital
Florida
$1.54M -$47.7K -891 -3%
CG
21
Colony Group
Massachusetts
$1.27M -$101K -1,889 -7%
Osaic Holdings
22
Osaic Holdings
Arizona
$1.23M +$1.22M +22,798 New
GL
23
Graypoint LLC
New York
$1.06M +$1.06M +19,838 New
BWA
24
Beam Wealth Advisors
Louisiana
$907K +$905K +16,898 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$905K +$3.37K +63 +0.4%

CMBS Hedge Fund Activity: Q1 2020 in Review

64 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in iShares CMBS ETF (CMBS) for Q1 2020, worth a combined $232M — up 17% from $200M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new CMBS positions and 12 closed out — a net gain of 8 holders — while 20 added to existing stakes and 19 trimmed.

The largest buyer was Charles Schwab, opening a new position worth an estimated $31.8M. The largest seller was Charles Schwab Investment Advisory, exiting entirely with an estimated $32.8M sold.

  • 64 institutional investors held iShares CMBS ETF (CMBS) as of Q1 2020, up from 58 in Q4 2019.
  • Funds reported $232M of iShares CMBS ETF stock for Q1 2020, up 17% quarter-over-quarter.
  • 20 funds opened new iShares CMBS ETF positions in Q1 2020 and 12 closed out, a net change of +8 holders.
  • The largest iShares CMBS ETF buyer in Q1 2020 was Charles Schwab, an estimated $31.8M added.
  • The largest iShares CMBS ETF seller in Q1 2020 was Charles Schwab Investment Advisory, an estimated $32.8M sold.

Based on aggregated 13F filings for Q1 2020.