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iShares CMBS ETF
CMBS

107 hedge funds and large institutions have $495M invested in iShares CMBS ETF in 2021 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 55 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

224% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 17

129% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 7

10% more capital invested

Capital invested by funds: $448M → $495M (+$46.8M)

9% more funds holding

Funds holding: 98 → 107 (+9)

0.14% more ownership

Funds ownership: 63.12% → 63.25% (+0.14%)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
107
Holders Change
+9
Holders Change %
+9.18%
% of All Funds
1.87%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
16
Increased
55
Reduced
17
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
+$26.1M
2
EVM
Eaton Vance Management
Massachusetts
+$19.9M
3
Wells Fargo
Wells Fargo
California
+$11.9M
4
Morgan Stanley
Morgan Stanley
New York
+$6.88M
5
UBS Group
UBS Group
Switzerland
+$5.12M

Top Sellers

Rank Fund Capital Flow
1
BWL
Bogart Wealth LLC
Virginia
-$19.4M
2
HFA
High Falls Advisors
New York
-$1.33M
3
DJSG
D.J. St. Germain
Massachusetts
-$989K
4
GC
Guggenheim Capital
Illinois
-$955K
5
CA
Cetera Advisors
Colorado
-$799K
Name Holding Trade Value Shares
Change 		Change in
Stake
EC
76
Estate Counselors
Wisconsin
$177K – – –
PCM
77
Penserra Capital Management
California
$173K +$175K +3,210 New
MA
78
MUFG Americas
New York
$157K – – –
Rockefeller Capital Management
79
Rockefeller Capital Management
New York
$143K +$17K +312 +13%
IA
80
IFP Advisors
Florida
$106K +$4.2K +77 +4%
CF
81
Centaurus Financial
California
$104K +$105K +1,925 New
CFGS
82
Concourse Financial Group Securities
Alabama
$98K +$3.71K +68 +4%
SWM
83
Spire Wealth Management
Virginia
$91K +$20.7K +379 +29%
AssetMark Inc
84
AssetMark Inc
California
$56K -$72.6K -1,331 -56%
FGAM
85
Financial Gravity Asset Management
Texas
$54K – – –
FMII
86
Farmers & Merchants Investments Inc
Nebraska
$42K +$42.3K +775 New
LAS
87
Lloyd Advisory Services
Georgia
$32K +$5.07K +93 +18%
AWA
88
Arkadios Wealth Advisors
Georgia
$31K +$273 +5 +0.9%
Fifth Third Bancorp
89
Fifth Third Bancorp
Ohio
$30K – – –
BFEC
90
Benjamin F. Edwards & Company
Missouri
$27K +$164 +3 +0.6%
FPS
91
Fieldpoint Private Securities
Connecticut
$20K +$20.2K +370 New
EVM
92
Eaton Vance Management
Massachusetts
$20K +$19.9M +365,766 +15,800%
CFD
93
Creative Financial Designs
Indiana
$18K +$1.47K +27 +9%
LDFR
94
Lehman & Derafelo Financial Resources
Pennsylvania
$16K – – –
Fidelity Investments
95
Fidelity Investments
Massachusetts
$13K +$6.33K +116 +89%
Northwestern Mutual Wealth Management
96
Northwestern Mutual Wealth Management
Wisconsin
$12K – – –
BEI
97
Benjamin Edwards Inc
Missouri
$5K – – –
PNC Financial Services Group
98
PNC Financial Services Group
Pennsylvania
$4K – – –
FHA
99
First Horizon Advisors
Tennessee
$3K – – –
NFG
100
Next Financial Group
Texas
$3K – – –
1 2 3
4
5

CMBS Hedge Fund Activity: Q3 2021 in Review

107 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in iShares CMBS ETF (CMBS) for Q3 2021, worth a combined $495M — up 10% from $448M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new CMBS positions and 7 closed out — a net gain of 9 holders — while 55 added to existing stakes and 17 trimmed.

The largest buyer was Jane Street, adding an estimated $26.1M. The largest seller was Bogart Wealth LLC, cutting an estimated $19.4M.

  • 107 institutional investors held iShares CMBS ETF (CMBS) as of Q3 2021, up from 98 in Q2 2021.
  • Funds reported $495M of iShares CMBS ETF stock for Q3 2021, up 10% quarter-over-quarter.
  • 16 funds opened new iShares CMBS ETF positions in Q3 2021 and 7 closed out, a net change of +9 holders.
  • The largest iShares CMBS ETF buyer in Q3 2021 was Jane Street, an estimated $26.1M added.
  • The largest iShares CMBS ETF seller in Q3 2021 was Bogart Wealth LLC, an estimated $19.4M sold.

Based on aggregated 13F filings for Q3 2021.