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CIK

Credit Suisse Asset Management Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
26
UBS Group
Switzerland
$78K -$11.1K -3,335 -13%
SB
27
Suntrust Banks
Georgia
$75K
OIA
28
Optimum Investment Advisors
Illinois
$71K +$3.33K +1,000 +5%
IMOV
29
Investment Management of Virginia
Virginia
$59K
VKH
30
Virtu KCG Holdings
New York
$56K -$200 -60 -0.4%
SFS
31
Sowell Financial Services
Arkansas
$50K +$49.9K +15,000 New
Truist Financial
32
Truist Financial
North Carolina
$48K
SG Americas Securities
33
SG Americas Securities
New York
$46K +$45.6K +13,699 New
DAS
34
Dynamic Advisor Solutions
Arizona
$45K +$44.1K +13,250 New
AG
35
Advisor Group
Arizona
$29K +$26K +7,825 +978%
IA
36
IFP Advisors
Florida
$21K
Creative Planning
37
Creative Planning
Kansas
$13K
GWM
38
Geneos Wealth Management
Colorado
$11K
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$9K
DAM
40
Delta Asset Management
Tennessee
$7K
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$3K
US Bancorp
42
US Bancorp
Minnesota
$3K
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
$2K
RCM
44
Rivernorth Capital Management
Florida
-$273K -82,720 Closed
M&T Bank
45
M&T Bank
New York
-$254K -77,078 Closed
ACI
46
Alpha Cubed Investments
California
-$48K -14,450 Closed
TSS
47
Two Sigma Securities
New York
-$41K -12,426 Closed
AAS
48
Annex Advisory Services
Wisconsin
-$40K -12,185 Closed
CWM
49
Concert Wealth Management
California
-$38K -12,129 Closed
Commonwealth Equity Services
50
Commonwealth Equity Services
Massachusetts
-$35K -10,680 Closed