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BlackRock Enhanced Captial and Income Fund
CII

Name Holding Trade Value Shares
Change 		Change in
Stake
WTC
26
WhitTier Trust Company
Nevada
$331K +$153K +11,050 +85%
CRC
27
Curi RMB Capital
Illinois
$300K +$301K +21,759 New
BTS
28
BB&T Securities
Virginia
$261K -$48.4K -3,502 -16%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$261K +$1.74K +126 +0.7%
NPC
30
National Planning Corporation
California
$258K +$37K +2,677 +15%
MFS
31
MSI Financial Services
Massachusetts
$235K -$38.9K -2,816 -14%
RJFSA
32
Raymond James Financial Services Advisors
Florida
$232K +$65.3K +4,730 +39%
Millennium Management
33
Millennium Management
New York
$232K +$232K +16,812 New
PAG
34
Private Advisor Group
New Jersey
$222K +$28.4K +2,056 +14%
HCM
35
Hollencrest Capital Management
California
$215K – – –
Goldman Sachs
36
Goldman Sachs
New York
$212K -$29.4K -2,130 -12%
AIA
37
Allegis Investment Advisors
Idaho
$207K – – –
CL
38
CPWM LLC
Washington
$151K -$77.7K -5,623 -34%
Northwestern Mutual Wealth Management
39
Northwestern Mutual Wealth Management
Wisconsin
$128K +$884 +64 +0.7%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$124K +$35.6K +2,580 +40%
ASN
41
Advisory Services Network
Georgia
$69K – – –
US Bancorp
42
US Bancorp
Minnesota
$50K – – –
AWM
43
Avior Wealth Management
Nebraska
$41K – – –
Manulife (Manufacturers Life Insurance)
44
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$40K +$40K +2,894 New
Creative Planning
45
Creative Planning
Kansas
$27K -$2.97K -215 -10%
IWMPD
46
Integrated Wealth Management (Palm Desert)
California
$27K +$1.38K +100 +5%
Citigroup
47
Citigroup
New York
$19K -$12.1K -875 -39%
BWP
48
Baldwin Wealth Partners
Massachusetts
$14K – – –
AWMS
49
Advocacy Wealth Management Services
Georgia
$12K -$4.83K -350 -28%
BAM
50
Barrett Asset Management
New York
$11K – – –
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