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Carlyle Secured Lending
CGBD

Name Holding Trade Value Shares
Change 		Change in
Stake
MC
1
Muzinich & Co
New York
$14.4M +$14.6M +800,000 New
SB
2
Suntrust Banks
Georgia
$10.7M +$10.8M +593,370 New
State of New Jersey Common Pension Fund D
3
State of New Jersey Common Pension Fund D
New Jersey
$9.91M +$10M +550,000 New
Alyeska Investment Group
4
Alyeska Investment Group
Illinois
$9.19M +$9.32M +510,100 New
AM
5
Ares Management
California
$8.55M +$8.67M +475,000 New
CRC
6
Curi RMB Capital
Illinois
$7.2M +$7.31M +400,000 New
Ameriprise
7
Ameriprise
Minnesota
$6.26M +$6.35M +347,500 New
RCM
8
Rivernorth Capital Management
Florida
$5.68M +$5.76M +315,143 New
WFI
9
West Family Investments
California
$5.4M +$5.48M +300,000 New
MIM
10
Monashee Investment Management
Massachusetts
$4.5M +$4.57M +250,000 New
Morgan Stanley
11
Morgan Stanley
New York
$3.16M +$3.21M +175,641 New
Millennium Management
12
Millennium Management
New York
$2.92M +$2.96M +162,162 New
SSA
13
Schonfeld Strategic Advisors
New York
$2.51M +$2.55M +139,600 New
AR
14
Advisory Research
Illinois
$2.03M +$2.06M +112,925 New
SMDAM
15
Sumitomo Mitsui DS Asset Management
Japan
$1.99M +$2.02M +110,369 New
Goldman Sachs
16
Goldman Sachs
New York
$571K +$579K +31,690 New
TG
17
TCW Group
California
$279K +$283K +15,500 New
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$200K +$202K +11,082 New
Bank of America
19
Bank of America
North Carolina
$79K +$79.8K +4,370 New
Wells Fargo
20
Wells Fargo
California
$42K +$42.9K +2,350 New
UBS Group
21
UBS Group
Switzerland
$28K +$27.9K +1,528 New
PMFA
22
Plante Moran Financial Advisors
Michigan
$13K +$12.8K +700 New
Legal & General Group
23
Legal & General Group
United Kingdom
$8K +$8.05K +441 New
TRCT
24
Tower Research Capital (TRC)
New York
$6K +$5.83K +319 New
MCM
25
McKinley Capital Management
Alaska
$5K +$5.33K +292 New
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