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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
ES
101
Eagle Strategies
New York
$186K – – –
National Bank of Canada
102
National Bank of Canada
Quebec, Canada
$186K +$33.9K +2,470 +20%
HB Wealth Management
103
HB Wealth Management
Georgia
$174K +$29.5K +2,150 +18%
CCG
104
Catalina Capital Group
California
$159K -$89.8K -6,541 -34%
FA
105
Financial Alternatives
California
$149K -$77.7K -5,661 -32%
Wealth Enhancement Advisory Services
106
Wealth Enhancement Advisory Services
Minnesota
$147K -$44.3K -3,230 -21%
SCS Capital Management
107
SCS Capital Management
Massachusetts
$146K – – –
AR
108
Advisory Research
Illinois
$142K +$13.1K +953 +9%
Cerity Partners
109
Cerity Partners
New York
$139K +$6.15K +448 +4%
Great Valley Advisor Group
110
Great Valley Advisor Group
Delaware
$139K – – –
Cambridge Investment Research Advisors
111
Cambridge Investment Research Advisors
Iowa
$134K -$64.5K -4,700 -31%
Equitable Holdings
112
Equitable Holdings
New York
$134K +$147K +10,713 New
Avior Wealth Management
113
Avior Wealth Management
Nebraska
$129K +$141K +10,293 New
Carson Wealth (CWM LLC)
114
Carson Wealth (CWM LLC)
Nebraska
$122K +$40.3K +2,934 +43%
AF
115
Advisornet Financial
Minnesota
$114K -$28.2K -2,055 -18%
AWM
116
Activest Wealth Management
Florida
$102K – – –
Catalyst Capital Advisors
117
Catalyst Capital Advisors
New York
$88.6K – – –
ECM
118
EMC Capital Management
Texas
$82K – – –
SNB
119
Security National Bank
Nebraska
$63.6K +$69.9K +5,091 New
BNP Paribas Financial Markets
120
BNP Paribas Financial Markets
France
$49.7K -$119K -8,672 -69%
State of Alaska Department of Revenue
121
State of Alaska Department of Revenue
Alaska
$37K +$41.3K +3,011 New
Quantbot Technologies
122
Quantbot Technologies
New York
$32.2K -$111K -8,089 -76%
Allworth Financial
123
Allworth Financial
California
$31.6K – – –
Heritage Wealth Advisors
124
Heritage Wealth Advisors
Virginia
$26.3K – – –
RF
125
Rossby Financial
Florida
$24.8K +$27.5K +2,000 New