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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
WA
76
WealthTrust Axiom
Pennsylvania
$193K -$252K -18,200 -56%
RIG
77
Roosevelt Investment Group
New York
$185K -$90.3K -6,519 -33%
BRWA
78
B. Riley Wealth Advisors
Florida
$166K +$4.72K +341 +3%
Comerica Bank
79
Comerica Bank
Texas
$160K
ECG
80
Edge Capital Group
Georgia
$155K
MW
81
Marcum Wealth
Ohio
$155K
JMPWA
82
JP Morgan Private Wealth Advisors
California
$152K
BFM
83
Boothbay Fund Management
New York
$149K +$150K +10,850 New
SCFS
84
S.C. Financial Services
Arizona
$143K +$138K +10,000 New
William Blair & Company
85
William Blair & Company
Illinois
$137K
Wells Fargo
86
Wells Fargo
California
$104K +$36.2K +2,617 +53%
PI
87
PEAK6 Investments
Illinois
$86K -$13.7K -990 -14%
IA
88
IFP Advisors
Florida
$63K
FFWM
89
Future Financial Wealth Management
Ohio
$55K +$55.4K +4,000 New
SPIA
90
Steward Partners Investment Advisory
New York
$52K -$3.57K -258 -6%
QT
91
Quantbot Technologies
New York
$42K +$4.16K +300 +11%
TWM
92
Tradition Wealth Management
Minnesota
$33K +$540 +39 +2%
AWM
93
AllSquare Wealth Management
New York
$23K
BC
94
Barnett & Company
Tennessee
$12K
SIS
95
Sound Income Strategies
Florida
$10K +$4.46K +322 +79%
BWM
96
Baystate Wealth Management
Massachusetts
$5K +$5.54K +400 New
Arrowstreet Capital
97
Arrowstreet Capital
Massachusetts
-$9.41M -701,898 Closed
Ameriprise
98
Ameriprise
Minnesota
-$7.43M -554,387 Closed
FCM
99
FJ Capital Management
Virginia
-$1.22M -91,000 Closed
Susquehanna International Group
100
Susquehanna International Group
Pennsylvania
-$796K -57,438 Closed