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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
BRWA
76
B. Riley Wealth Advisors
Florida
$140K +$135K +11,182 New
SPIA
77
Steward Partners Investment Advisory
New York
$139K +$78.6K +6,500 +160%
LPL Financial
78
LPL Financial
California
$134K +$123K +10,155 New
BC
79
Barnett & Company
Tennessee
$78K
QT
80
Quantbot Technologies
New York
$75K +$69K +5,704 New
FIA
81
FNY Investment Advisers
New York
$73K +$19.4K +1,601 +40%
IA
82
IFP Advisors
Florida
$61K -$90.7K -7,500 -62%
TWM
83
Tradition Wealth Management
Minnesota
$30K +$532 +44 +2%
Wells Fargo
84
Wells Fargo
California
$30K +$13.7K +1,135 +101%
NFSG
85
Newbridge Financial Services Group
Florida
$26K
AWM
86
AllSquare Wealth Management
New York
$22K +$6.05K +500 +42%
HI
87
Harbour Investments
Wisconsin
$14K +$13K +1,077 New
TRCT
88
Tower Research Capital (TRC)
New York
$12K -$4.21K -348 -27%
SIS
89
Sound Income Strategies
Florida
$8.39K
Simplex Trading
90
Simplex Trading
Illinois
$3K +$2.26K +187 +398%
WFI
91
West Family Investments
California
-$1.92M -187,000 Closed
BIM
92
Bogle Investment Management
Massachusetts
-$594K -57,900 Closed
ECM
93
ExodusPoint Capital Management
New York
-$412K -40,116 Closed
VF
94
Virtu Financial
New York
-$347K -33,855 Closed
TI
95
Trexquant Investment
Connecticut
-$214K -20,842 Closed
HF
96
HRT Financial
New York
-$210K -20,494 Closed
SLG
97
Stanley-Laman Group
Pennsylvania
-$208K -20,225 Closed
PP
98
Paloma Partners
Connecticut
-$206K -20,078 Closed
Jane Street
99
Jane Street
New York
-$182K -17,722 Closed
GCP
100
GSA Capital Partners
United Kingdom
-$146K -14,226 Closed