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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
Beacon Pointe Advisors
51
Beacon Pointe Advisors
California
$464K +$480K +32,025 New
Stifel Financial
52
Stifel Financial
Missouri
$456K +$44.1K +2,945 +10%
Leonteq Securities AG
53
Leonteq Securities AG
Switzerland
$442K -$150K -10,000 -25%
CG
54
Clarus Group
Texas
$427K – – –
Rockefeller Capital Management
55
Rockefeller Capital Management
New York
$427K +$122K +8,137 +38%
Invesco
56
Invesco
Georgia
$394K +$159K +10,596 +64%
Y-Intercept (HK)
57
Y-Intercept (HK)
Hong Kong
$389K +$402K +26,857 New
Cambridge Investment Research Advisors
58
Cambridge Investment Research Advisors
Iowa
$381K +$103K +6,912 +36%
Winton Group
59
Winton Group
United Kingdom
$374K +$386K +25,798 New
BNP Paribas Financial Markets
60
BNP Paribas Financial Markets
France
$351K +$363K +24,216 New
Axxcess Wealth Management
61
Axxcess Wealth Management
California
$342K +$353K +23,573 New
VCA
62
Verdence Capital Advisors
Maryland
$342K -$125K -8,367 -26%
JP Morgan Chase
63
JP Morgan Chase
New York
$312K +$749 +50 +0.2%
Commonwealth Equity Services
64
Commonwealth Equity Services
Massachusetts
$310K +$71.4K +4,770 +29%
Wells Fargo
65
Wells Fargo
California
$309K -$40.4K -2,698 -11%
FA
66
Financial Alternatives
California
$304K – – –
GCP
67
GSA Capital Partners
United Kingdom
$293K +$302K +20,193 New
Northern Trust
68
Northern Trust
Illinois
$272K -$313K -20,872 -53%
Qube Research & Technologies (QRT)
69
Qube Research & Technologies (QRT)
United Kingdom
$272K +$281K +18,749 New
Envestnet Asset Management
70
Envestnet Asset Management
Illinois
$268K +$16.4K +1,095 +6%
GA
71
GFS Advisors
Texas
$246K +$254K +16,950 New
Independent Financial Group
72
Independent Financial Group
California
$238K -$75.8K -5,062 -24%
DTL
73
Dynamic Technology Lab
Singapore
$226K +$233K +15,576 New
Guggenheim Capital
74
Guggenheim Capital
Illinois
$223K +$35.8K +2,388 +18%
JP Morgan Private Wealth Advisors
75
JP Morgan Private Wealth Advisors
California
$190K – – –