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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
Kovack Advisors
51
Kovack Advisors
Florida
$478K +$516K +35,069 New
Arkadios Wealth Advisors
52
Arkadios Wealth Advisors
Georgia
$458K – – –
Keebeck Wealth Management
53
Keebeck Wealth Management
Illinois
$437K +$14.7K +1,000 +3%
Stifel Financial
54
Stifel Financial
Missouri
$433K +$6.93K +471 +2%
CG
55
Clarus Group
Texas
$401K – – –
Verdence Capital Advisors
56
Verdence Capital Advisors
Maryland
$369K – – –
JP Morgan Chase
57
JP Morgan Chase
New York
$351K +$46.3K +3,142 +14%
VEA
58
Virtus ETF Advisers
New York
$335K -$9.17K -623 -2%
Eagle Global Advisors
59
Eagle Global Advisors
Texas
$326K – – –
FA
60
Financial Alternatives
California
$297K – – –
Independent Financial Group
61
Independent Financial Group
California
$293K +$19K +1,294 +6%
Wells Fargo
62
Wells Fargo
California
$289K +$60.4K +4,103 +24%
Y-Intercept (HK)
63
Y-Intercept (HK)
Hong Kong
$284K +$307K +20,835 New
B. Riley Wealth Advisors
64
B. Riley Wealth Advisors
Florida
$279K -$106K -7,193 -26%
Envestnet Asset Management
65
Envestnet Asset Management
Illinois
$276K +$85K +5,771 +40%
Cerity Partners
66
Cerity Partners
New York
$270K +$103 +7 +0%
Commonwealth Equity Services
67
Commonwealth Equity Services
Massachusetts
$248K +$8.98K +610 +3%
Caxton Associates (New York)
68
Caxton Associates (New York)
New York
$245K -$176K -11,970 -40%
Rockefeller Capital Management
69
Rockefeller Capital Management
New York
$236K +$11.1K +753 +5%
Marshall Wace
70
Marshall Wace
United Kingdom
$218K -$594K -40,319 -72%
Northern Trust
71
Northern Trust
Illinois
$208K +$2.88K +196 +1%
Virtu Financial
72
Virtu Financial
New York
$197K +$213K +14,498 New
Schonfeld Strategic Advisors
73
Schonfeld Strategic Advisors
New York
$187K +$202K +13,700 New
JP Morgan Private Wealth Advisors
74
JP Morgan Private Wealth Advisors
California
$178K – – –
Corient Private Wealth
75
Corient Private Wealth
Florida
$162K -$7.55K -513 -4%