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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
Jump Financial
51
Jump Financial
Illinois
$544K +$288K +21,600 +132%
Ameriprise
52
Ameriprise
Minnesota
$533K +$203K +15,185 +69%
Osaic Holdings
53
Osaic Holdings
Arizona
$526K +$38.6K +2,890 +9%
Arkadios Wealth Advisors
54
Arkadios Wealth Advisors
Georgia
$482K +$450K +33,660 New
YWP
55
YorkBridge Wealth Partners
New York
$458K – – –
Susquehanna International Group
56
Susquehanna International Group
Pennsylvania
$455K +$425K +31,800 New
Bessemer Group
57
Bessemer Group
New Jersey
$451K +$421K +31,500 New
Stifel Financial
58
Stifel Financial
Missouri
$448K +$10.5K +787 +3%
KWM
59
Keebeck Wealth Management
Illinois
$444K +$40.2K +3,010 +11%
Caxton Associates (New York)
60
Caxton Associates (New York)
New York
$429K +$400K +29,949 New
CG
61
Clarus Group
Texas
$422K – – –
BRWA
62
B. Riley Wealth Advisors
Florida
$400K +$140K +10,457 +61%
Acadian Asset Management
63
Acadian Asset Management
Massachusetts
$399K +$275K +20,618 +283%
VCA
64
Verdence Capital Advisors
Maryland
$388K – – –
VEA
65
Virtus ETF Advisers
New York
$361K -$111K -8,303 -25%
Synovus Financial
66
Synovus Financial
Georgia
$358K – – –
JW
67
Jenkins Wealth
Colorado
$346K +$323K +24,148 New
Eagle Global Advisors
68
Eagle Global Advisors
Texas
$343K – – –
JP Morgan Chase
69
JP Morgan Chase
New York
$324K -$583K -43,688 -66%
FA
70
Financial Alternatives
California
$312K +$291K +21,780 New
ExodusPoint Capital Management
71
ExodusPoint Capital Management
New York
$306K +$286K +21,390 New
HRT Financial
72
HRT Financial
New York
$304K +$284K +21,295 New
AE Wealth Management
73
AE Wealth Management
Kansas
$297K +$277K +20,753 New
Independent Financial Group
74
Independent Financial Group
California
$289K +$53.4K +4,000 +25%
Cerity Partners
75
Cerity Partners
New York
$283K +$5.58K +418 +2%