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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
YWP
51
YorkBridge Wealth Partners
New York
$366K
Stifel Financial
52
Stifel Financial
Missouri
$349K +$26.5K +1,956 +7%
CG
53
Clarus Group
Texas
$337K
KWM
54
Keebeck Wealth Management
Illinois
$321K +$96.2K +7,090 +35%
VCA
55
Verdence Capital Advisors
Maryland
$310K
Marshall Wace
56
Marshall Wace
United Kingdom
$289K -$866K -63,827 -72%
SF
57
Synovus Financial
Georgia
$286K
EGA
58
Eagle Global Advisors
Texas
$274K
EW
59
Evoke Wealth
California
$264K
Cetera Investment Advisers
60
Cetera Investment Advisers
Illinois
$263K +$44.6K +3,284 +17%
Ameriprise
61
Ameriprise
Minnesota
$253K +$146K +10,769 +95%
Wells Fargo
62
Wells Fargo
California
$241K -$30.5K -2,250 -10%
Cerity Partners
63
Cerity Partners
New York
$222K +$5.02K +370 +2%
Commonwealth Equity Services
64
Commonwealth Equity Services
Massachusetts
$210K -$7.99K -589 -3%
Citadel Advisors
65
Citadel Advisors
Florida
$207K -$1.4M -103,448 -85%
BRWA
66
B. Riley Wealth Advisors
Florida
$197K +$31.1K +2,289 +15%
JF
67
Jump Financial
Illinois
$188K -$361K -26,600 -62%
Northern Trust
68
Northern Trust
Illinois
$188K +$15.9K +1,170 +8%
IFG
69
Independent Financial Group
California
$186K
Russell Investments Group
70
Russell Investments Group
United Kingdom
$182K +$190K +14,019 +793%
PI
71
Putnam Investments
Massachusetts
$178K +$211K +15,555 New
MHS
72
M Holdings Securities
Oregon
$166K +$197K +14,541 New
RCG
73
Regatta Capital Group
California
$153K
JMPWA
74
JP Morgan Private Wealth Advisors
California
$152K +$2.27K +167 +1%
RIG
75
Roosevelt Investment Group
New York
$142K -$4.63K -341 -3%