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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
YWP
51
YorkBridge Wealth Partners
New York
$468K – – –
Osaic Holdings
52
Osaic Holdings
Arizona
$466K -$31.7K -2,321 -6%
Acadian Asset Management
53
Acadian Asset Management
Massachusetts
$439K +$260K +19,040 +137%
WA
54
WealthTrust Axiom
Pennsylvania
$433K -$32.8K -2,400 -7%
Guggenheim Capital
55
Guggenheim Capital
Illinois
$423K -$425K -31,142 -50%
Envestnet Asset Management
56
Envestnet Asset Management
Illinois
$385K – – –
PP
57
PDT Partners
New York
$371K -$6.25K -458 -2%
VCA
58
Verdence Capital Advisors
Maryland
$364K – – –
Rockefeller Capital Management
59
Rockefeller Capital Management
New York
$351K +$2.09K +153 +0.6%
Quadrature Capital
60
Quadrature Capital
United Kingdom
$349K +$354K +25,959 New
Stifel Financial
61
Stifel Financial
Missouri
$344K – – –
HRT Financial
62
HRT Financial
New York
$310K +$316K +23,131 New
RIG
63
Roosevelt Investment Group
New York
$268K -$14.7K -1,077 -5%
Canada Life
64
Canada Life
Manitoba, Canada
$243K +$1.93K +141 +0.8%
Cerity Partners
65
Cerity Partners
New York
$242K +$247K +18,064 New
Deutsche Bank
66
Deutsche Bank
Germany
$231K +$235K +17,226 New
LPL Financial
67
LPL Financial
California
$230K +$39K +2,856 +20%
HIA
68
Harbor Investment Advisory
Maryland
$225K +$229K +16,776 New
Independent Financial Group
69
Independent Financial Group
California
$223K – – –
VF
70
Virtu Financial
New York
$219K +$223K +16,367 New
ExodusPoint Capital Management
71
ExodusPoint Capital Management
New York
$213K +$217K +15,911 New
Stratos Wealth Partners
72
Stratos Wealth Partners
Ohio
$206K – – –
Commonwealth Equity Services
73
Commonwealth Equity Services
Massachusetts
$196K +$1.95K +143 +1%
Jane Street
74
Jane Street
New York
$178K +$182K +13,309 New
Comerica Bank
75
Comerica Bank
Texas
$161K – – –