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Carlyle Secured Lending

Name Holding Trade Value Shares
Change
Change in
Stake
CCM
26
Callodine Capital Management
Massachusetts
$2.37M +$2.51M +225,000 New
Wells Fargo
27
Wells Fargo
California
$2.36M +$279K +25,017 +13%
C
28
Cliffwater
California
$2.18M
AAM
29
Advisors Asset Management
Colorado
$2.12M -$115K -10,325 -5%
PAS
30
Park Avenue Securities
New York
$1.98M +$2.1M +188,424 New
HIMS
31
Hager Investment Management Services
New Hampshire
$1.92M -$202K -18,110 -9%
HWAM
32
Hennion & Walsh Asset Management
New Jersey
$1.8M +$287K +25,777 +18%
SWP
33
Significant Wealth Partners
Illinois
$1.73M +$27.3K +2,451 +2%
HighTower Advisors
34
HighTower Advisors
Illinois
$1.58M -$522K -46,826 -24%
EFG
35
Ethos Financial Group
Pennsylvania
$1.44M -$35.5K -3,187 -2%
XT
36
XTX Topco
Cayman Islands
$1.44M +$1.11M +99,646 +269%
LPL Financial
37
LPL Financial
California
$1.39M -$235K -21,094 -14%
Ameriprise
38
Ameriprise
Minnesota
$1.34M -$209K -18,788 -13%
DA
39
Doliver Advisors
Texas
$1.26M -$76.9K -6,900 -5%
ZBNA
40
Zions Bancorporation, National Association
Utah
$1.14M -$425K -38,195 -26%
SIC
41
Samalin Investment Counsel
New York
$1.13M +$5.89K +529 +0.5%
Cetera Investment Advisers
42
Cetera Investment Advisers
Illinois
$1.09M +$98.8K +8,867 +9%
SPIA
43
Steward Partners Investment Advisory
New York
$1.07M +$593K +53,246 +111%
Universal-Beteiligungs- und Servicegesellschaft
44
Universal-Beteiligungs- und Servicegesellschaft
Germany
$1.06M
Raymond James Financial
45
Raymond James Financial
Florida
$1.01M -$95.7K -8,589 -8%
Canada Life
46
Canada Life
Manitoba, Canada
$951K +$121K +10,905 +14%
Pathstone Holdings
47
Pathstone Holdings
New Jersey
$881K +$24K +2,155 +3%
Balyasny Asset Management
48
Balyasny Asset Management
Illinois
$868K +$111K +9,925 +14%
Janney Montgomery Scott
49
Janney Montgomery Scott
Pennsylvania
$825K +$680K +61,089 +353%
CEFA
50
Closed-End Fund Advisors
Virginia
$822K -$230K -20,681 -21%