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Codexis
CDXS

Name Holding Trade Value Shares
Change 		Change in
Stake
BlackRock
1
BlackRock
New York
$14M +$1.85M +789,783 +12%
NCM
2
Nantahala Capital Management
Connecticut
$9.58M +$79K +33,780 +0.7%
Fidelity Investments
3
Fidelity Investments
Massachusetts
$8.19M +$6.14M +2,626,400 +154%
Baillie Gifford & Co
4
Baillie Gifford & Co
United Kingdom
$7.65M -$4.89M -2,090,931 -34%
Vanguard Group
5
Vanguard Group
Pennsylvania
$7.63M +$811K +346,913 +9%
TAM
6
Telemark Asset Management
Massachusetts
$4.77M -$46.8K -20,000 -0.8%
Nuveen
7
Nuveen
North Carolina
$3.85M +$546K +233,455 +13%
Ameriprise
8
Ameriprise
Minnesota
$3.38M +$2.53M +1,081,197 +153%
Assenagon Asset Management
9
Assenagon Asset Management
Luxembourg
$3.31M +$2.5M +1,071,002 +157%
Jacobs Levy Equity Management
10
Jacobs Levy Equity Management
New Jersey
$3.08M +$817K +349,270 +27%
D.E. Shaw & Co
11
D.E. Shaw & Co
New York
$3.03M -$644K -275,508 -15%
Federated Hermes
12
Federated Hermes
Pennsylvania
$2.64M -$2.64M -1,127,034 -45%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$2.63M +$119K +50,839 +4%
State Street
14
State Street
Massachusetts
$2.41M +$9.1K +3,891 +0.3%
Two Sigma Advisers
15
Two Sigma Advisers
New York
$2.21M -$307K -131,100 -10%
OM
16
Opaleye Management
Massachusetts
$2.11M +$1.04M +443,900 +66%
Millennium Management
17
Millennium Management
New York
$1.84M -$1.2M -513,557 -35%
Acadian Asset Management
18
Acadian Asset Management
Massachusetts
$1.79M +$456K +194,898 +26%
AQR Capital Management
19
AQR Capital Management
Connecticut
$1.35M -$123K -52,392 -7%
Two Sigma Investments
20
Two Sigma Investments
New York
$1.3M -$1.06M -454,131 -40%
Northern Trust
21
Northern Trust
Illinois
$1.07M +$16K +6,837 +1%
KLC
22
Kent Lake Capital
Nevada
$1.03M +$1.27M +542,934 New
PCMI
23
Paradigm Capital Management Inc
New York
$945K +$468K +200,000 +67%
GCP
24
GSA Capital Partners
United Kingdom
$786K +$973K +416,059 New
VC
25
Vivo Capital
California
$734K – – –
1
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