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Codexis

Name Holding Trade Value Shares
Change
Change in
Stake
Exchange Traded Concepts
101
Exchange Traded Concepts
Oklahoma
$65K +$59.9K +4,045 New
Marshall Wace North America
102
Marshall Wace North America
New York
$57K +$52.3K +3,534 New
BWM
103
BerganKDV Wealth Management
Minnesota
$56K -$37K -2,500 -42%
Canada Life
104
Canada Life
Manitoba, Canada
$55K +$23.7K +1,602 +87%
Ladenburg Thalmann Financial Services
105
Ladenburg Thalmann Financial Services
Florida
$27K -$311 -21 -1%
AIM
106
Aigen Investment Management
New York
$27K +$24.7K +1,670 New
IFP Advisors
107
IFP Advisors
Florida
$26K – – –
Group One Trading
108
Group One Trading
Illinois
$24K +$21.8K +1,471 New
Advisor Group
109
Advisor Group
Arizona
$18K -$18.8K -1,268 -53%
Rockefeller Capital Management
110
Rockefeller Capital Management
New York
$16K – – –
US Bancorp
111
US Bancorp
Minnesota
$16K – – –
WEC
112
Winslow Evans & Crocker
Massachusetts
$14K – – –
Nisa Investment Advisors
113
Nisa Investment Advisors
Missouri
$13K – – –
Global Retirement Partners
114
Global Retirement Partners
California
$12K -$1.18K -80 -10%
VAIA
115
Virtus Alternative Investment Advisers
Connecticut
$9K +$8.73K +590 New
RWA
116
Ropes Wealth Advisors
Massachusetts
$4K – – –
Valeo Financial Advisors
117
Valeo Financial Advisors
Indiana
$4K – – –
BFC
118
Bedel Financial Consulting
Indiana
$2K – – –
Orion Portfolio Solutions
119
Orion Portfolio Solutions
Nebraska
$2K +$1.51K +102 New
O'Shaughnessy Asset Management
120
O'Shaughnessy Asset Management
Connecticut
$2K +$1.92K +130 New
LWA
121
Lowe Wealth Advisors
Maryland
$1K – – –
PNC Financial Services Group
122
PNC Financial Services Group
Pennsylvania
$1K +$474 +32 New
SG Americas Securities
123
SG Americas Securities
New York
– -$2.36M -171,918 Closed
EP
124
Eversept Partners
New York
– -$864K -63,000 Closed
Ritholtz Wealth Management
125
Ritholtz Wealth Management
New York
– -$453K -33,000 Closed