|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$11.5M
|
-$1.34M
|
-144,952
|
-10%
|
|
|
2
|
Punch & Associates Investment Management
Edina,
Minnesota
|
$8.05M
|
+$674K
|
+72,701
|
+9%
|
|
|
3
|
|
$6.43M
|
+$913K
|
+98,406
|
+16%
|
|
|
4
|
Shaker Financial Services
Arlington,
Virginia
|
$2.81M
|
+$997K
|
+107,504
|
+55%
|
|
|
5
|
Stifel Financial
St. Louis,
Missouri
|
$2.21M
|
+$24.8K
|
+2,671
|
+1%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$2.19M
|
+$598K
|
+64,450
|
+37%
|
|
|
7
|
Mariner Investment Group
Harrison,
New York
|
$1.62M
|
–
|
–
|
–
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$1.27M
|
+$529K
|
+57,029
|
+71%
|
|
|
9
|
First Trust Advisors
Wheaton,
Illinois
|
$1.05M
|
+$1.06M
|
+114,064
|
New
|
|
|
10
|
UBS Group
Zurich,
Switzerland
|
$900K
|
+$250K
|
+26,912
|
+38%
|
|
|
11
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$501K
|
+$118K
|
+12,750
|
+31%
|
|
|
12
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$463K
|
+$281K
|
+30,247
|
+152%
|
|
|
13
|
|
$255K
|
+$256K
|
+27,550
|
New
|
|
|
14
|
Wedbush Securities
Los Angeles,
California
|
$231K
|
-$438K
|
-47,208
|
-65%
|
|
|
15
|
Moloney Securities Asset Management
Manchester,
Missouri
|
$116K
|
+$3.47K
|
+374
|
+3%
|
|
|
16
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
$109K
|
+$109K
|
+11,801
|
New
|
|
|
17
|
ACG Wealth
Atlanta,
Georgia
|
$101K
|
+$1.48K
|
+160
|
+1%
|
|
|
18
|
Advisor Group
Phoenix,
Arizona
|
$67K
|
+$59.6K
|
+6,425
|
+714%
|
|
|
19
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$3K
|
–
|
–
|
–
|
|
|
20
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$103K
|
-11,110
|
Closed
|
|
