|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$12.8M
|
-$1.39M
|
-151,094
|
-10%
|
|
|
2
|
Punch & Associates Investment Management
Edina,
Minnesota
|
$7.35M
|
+$3.95M
|
+429,388
|
+117%
|
|
|
3
|
|
$5.5M
|
+$1.01M
|
+109,735
|
+23%
|
|
|
4
|
Stifel Financial
St. Louis,
Missouri
|
$2.18M
|
-$84.1K
|
-9,138
|
-4%
|
|
|
5
|
Shaker Financial Services
Arlington,
Virginia
|
$1.81M
|
-$280K
|
-30,402
|
-13%
|
|
|
6
|
Mariner Investment Group
Harrison,
New York
|
$1.61M
|
-$1.26K
|
-137
|
-0.1%
|
|
|
7
|
Wells Fargo
San Francisco,
California
|
$1.59M
|
+$511K
|
+55,470
|
+47%
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$744K
|
+$582K
|
+63,223
|
+362%
|
|
|
9
|
Wedbush Securities
Los Angeles,
California
|
$665K
|
+$252K
|
+27,415
|
+61%
|
|
|
10
|
UBS Group
Zurich,
Switzerland
|
$649K
|
+$3.74K
|
+406
|
+0.6%
|
|
|
11
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$382K
|
+$181K
|
+19,632
|
+90%
|
|
|
12
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$183K
|
–
|
–
|
–
|
|
|
13
|
Moloney Securities Asset Management
Manchester,
Missouri
|
$112K
|
+$9.71K
|
+1,054
|
+10%
|
|
|
14
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
$103K
|
+$102K
|
+11,110
|
New
|
|
|
15
|
ACG Wealth
Atlanta,
Georgia
|
$99K
|
+$1.47K
|
+160
|
+2%
|
|
|
16
|
Advisor Group
Phoenix,
Arizona
|
$8K
|
–
|
–
|
–
|
|
|
17
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$3K
|
–
|
–
|
–
|
|
|
18
|
First Trust Advisors
Wheaton,
Illinois
|
–
|
-$707K
|
-77,740
|
Closed
|
|
|
19
|
|
–
|
-$231K
|
-25,411
|
Closed
|
|
|
20
|
Bank of New York Mellon
New York
|
–
|
-$182K
|
-20,008
|
Closed
|
|
|
21
|
Tower Research Capital (TRC)
New York
|
–
|
-$8K
|
-880
|
Closed
|
|
