CBAK Energy Technology Ltd
CBAT
12 hedge funds and large institutions have $599K invested in CBAK Energy Technology Ltd in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 4 increasing their positions, 3 reducing their positions, and 1 closing their positions.
200% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 1
33% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 3
20% more funds holding
Funds holding: 10 → 12 (+2)
7% less capital invested
Capital invested by funds: $646K → $599K (-$47K)
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $4K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Renaissance Technologies
New York
|
+$144K |
| 2 |
SIM
Spark Investment Management
New York
|
+$85.6K |
| 3 |
N
Natixis
Paris,
France
|
+$45K |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$21.7K |
| 5 |
RCM
Rotella Capital Management
Bellevue,
Washington
|
+$9.83K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Verition Fund Management
Greenwich,
Connecticut
|
-$348K |
| 2 |
U
UBS
Zurich,
Switzerland
|
-$1.99K |
| 3 |
Barclays
London,
United Kingdom
|
-$316 |
| 4 |
MFS
MSI Financial Services
Springfield,
Massachusetts
|
-$112 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Renaissance Technologies
New York
| $290K | +$144K | +65,467 | +101% |
|
|
SIM
2
Spark Investment Management
New York
| $86K | +$85.6K | +39,000 | New |
|
|
WS
3
Wedbush Securities
Los Angeles,
California
| $72K | +$1.1K | +500 | +2% |
|
|
N
4
Natixis
Paris,
France
| $47K | +$45K | +20,500 | New |
|
5
California Public Employees Retirement System
Sacramento,
California
| $32K | – | – | – |
|
|
RCM
6
Rotella Capital Management
Bellevue,
Washington
| $32K | +$9.83K | +4,479 | +45% |
|
|
7
Citadel Advisors
Miami,
Florida
| $22K | +$21.7K | +9,903 | New |
|
|
U
8
UBS
Zurich,
Switzerland
| $9K | -$1.99K | -908 | -18% |
|
|
TRCT
9
Tower Research Capital (TRC)
New York
| $8K | +$6.26K | +2,856 | +523% |
|
10
Wells Fargo
San Francisco,
California
| $1K | – | – | – |
|
|
11
Verition Fund Management
Greenwich,
Connecticut
| – | -$348K | -150,000 | Closed |
|
|
12
Barclays
London,
United Kingdom
| – | -$316 | -144 | -95% |
|
|
MFS
13
MSI Financial Services
Springfield,
Massachusetts
| – | -$112 | -51 | -50% |
|
CBAT Hedge Fund Activity: Q4 2013 in Review
12 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in CBAK Energy Technology Ltd (CBAT) for Q4 2013, worth a combined $599K — down 7.3% from $646K a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new CBAT positions and 1 closed out — a net gain of 2 holders — while 4 added to existing stakes and 3 trimmed.
The largest buyer was Renaissance Technologies, adding an estimated $144K. The largest seller was Verition Fund Management, exiting entirely with an estimated $348K sold.
- 12 institutional investors held CBAK Energy Technology Ltd (CBAT) as of Q4 2013, up from 10 in Q3 2013.
- Funds reported $599K of CBAK Energy Technology Ltd stock for Q4 2013, down 7.3% quarter-over-quarter.
- 3 funds opened new CBAK Energy Technology Ltd positions in Q4 2013 and 1 closed out, a net change of +2 holders.
- The largest CBAK Energy Technology Ltd buyer in Q4 2013 was Renaissance Technologies, an estimated $144K added.
- The largest CBAK Energy Technology Ltd seller in Q4 2013 was Verition Fund Management, an estimated $348K sold.
Based on aggregated 13F filings for Q4 2013.