Rotella Capital Management’s CBAK Energy Technology CBAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-16,876	Closed	-$40K	–	327
2014 Q2	$40K	Buy	+16,876	New	+$40K	0.03%	323
2014 Q1	–	Sell	-14,479	Closed	-$32K	–	248
2013 Q4	$32K	Buy	14,479 +4,479	+45%	+$9.9K	0.06%	85
2013 Q3	$23K	Buy	+10,000	New	+$23K	0.04%	116