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Cathay General Bancorp
CATY

Name Holding Trade Value Shares
Change 		Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$169M +$14.5M +462,736 +9%
Fidelity Investments
2
Fidelity Investments
Massachusetts
$166M -$9.62M -307,900 -5%
State Street
3
State Street
Massachusetts
$147M -$5.5M -176,158 -3%
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$126M +$2.98M +95,408 +2%
BFA
5
BlackRock Fund Advisors
California
$113M +$2.62M +83,769 +2%
BIT
6
BlackRock Institutional Trust
California
$67.6M +$486K +15,551 +0.7%
Northern Trust
7
Northern Trust
Illinois
$63.6M +$2.53M +81,123 +4%
Capital Research Global Investors
8
Capital Research Global Investors
California
$58.2M +$8.68M +278,000 +17%
Invesco
9
Invesco
Georgia
$49.4M +$3.22M +103,133 +7%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$40M +$2.19M +70,094 +6%
WRF
11
Waddell & Reed Financial
Kansas
$35.1M +$328K +10,500 +0.9%
Norges Bank
12
Norges Bank
Norway
$34.3M +$10.5M +336,245 +42%
GKIM
13
GW&K Investment Management
Massachusetts
$32.5M +$4.1M +131,146 +14%
AAMU
14
Amundi Asset Management US
Massachusetts
$31M -$10.1K -324 -0%
Loomis, Sayles & Company
15
Loomis, Sayles & Company
Massachusetts
$26.5M – – –
Allianz Asset Management
16
Allianz Asset Management
Germany
$26.3M +$825K +26,403 +3%
TA
17
Teachers Advisors
New York
$23.1M -$4.14M -132,725 -15%
CCI
18
Columbus Circle Investors
$21.3M +$5.55M +177,612 +33%
JP Morgan Chase
19
JP Morgan Chase
New York
$19.8M +$575K +18,420 +3%
Ameriprise
20
Ameriprise
Minnesota
$18.4M +$2.56M +81,880 +15%
RHJA
21
Rice Hall James & Associates
California
$18M -$16.6K -531 -0.1%
WCM
22
Wedge Capital Management
North Carolina
$14.9M +$173K +5,525 +1%
Prudential Financial
23
Prudential Financial
New Jersey
$14.8M -$12.5M -398,738 -45%
1832 Asset Management
24
1832 Asset Management
Ontario, Canada
$14.5M +$9.45M +302,476 +170%
Geode Capital Management
25
Geode Capital Management
Massachusetts
$14.4M +$176K +5,633 +1%
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