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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
FF
2326
Fluent Financial
Texas
– -$400K -1,669 Closed
TWM
2327
TriaGen Wealth Management
California
– -$373K -1,556 Closed
EVM
2328
Evelyn V. Moreno
– -$371K -1,550 Closed
WFI
2329
West Family Investments
California
– -$369K -1,539 Closed
SFS
2330
Strategic Financial Services
New York
– -$367K -1,531 Closed
PAM
2331
Premier Asset Management
Illinois
– -$340K -1,418 Closed
AAS
2332
Annex Advisory Services
Wisconsin
– -$325K -1,357 Closed
PRS
2333
Pinkerton Retirement Specialists
Idaho
– -$314K -1,312 Closed
NLP
2334
Next Level Private
New York
– -$301K -1,220 Closed
NC
2335
NBW Capital
Massachusetts
– -$288K -1,201 Closed
FWM
2336
FMB Wealth Management
California
– -$280K -1,170 Closed
T
2337
TCWP
Ohio
– -$280K -1,168 Closed
AWG
2338
Altus Wealth Group
Colorado
– -$271K -1,130 Closed
RWA
2339
Redmont Wealth Advisors
Illinois
– -$264K -1,100 Closed
CCA
2340
Childress Capital Advisors
Texas
– -$256K -1,068 Closed
MS
2341
Maven Securities
Jersey
– -$252K -1,044 Closed
AG
2342
Ascent Group
Virginia
– -$248K -1,035 Closed
SMF
2343
Sterling Manor Financial
New York
– -$248K -1,034 Closed
WC
2344
Wexford Capital
Florida
– -$245K -1,022 Closed
BWM
2345
BlackDiamond Wealth Management
New York
– -$251K -1,003 Closed
PR
2346
Payden & Rygel
California
– -$240K -1,000 Closed
UOTTAIMCU
2347
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
– -$240K -1,000 Closed
CGPCS
2348
Capital Group Private Client Services
California
– -$238K -995 Closed
GF
2349
Gries Financial
Ohio
– -$236K -984 Closed
VWM
2350
Vigilare Wealth Management
Arizona
– -$234K -975 Closed
92 93
94
95 96