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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
C
2201
Certuity
Florida
– -$323K -1,679 Closed
CIM
2202
Contravisory Investment Management
Massachusetts
– -$307K -1,598 Closed
XS
2203
XR Securities
Illinois
– -$319K -1,584 Closed
M
2204
Mirova
France
– -$303K -1,579 Closed
CCWA
2205
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
– -$290K -1,510 Closed
WMC
2206
Westwood Management Corporation
Illinois
– -$288K -1,500 Closed
BAS
2207
Brown Advisory Securities
Maryland
– -$279K -1,453 Closed
BOS
2208
Bingham Osborn & Scarborough
California
– -$259K -1,347 Closed
JF
2209
JSF Financial
California
– -$254K -1,323 Closed
MMC
2210
Mizuho Markets Cayman
Cayman Islands
– -$254K -1,321 Closed
PBF
2211
Petix & Botte Financial
California
– -$252K -1,312 Closed
GCP
2212
GSA Capital Partners
United Kingdom
– -$249K -1,297 Closed
GSC
2213
Ground Swell Capital
South Carolina
– -$242K -1,260 Closed
BIP
2214
Blueprint Investment Partners
North Carolina
– -$240K -1,250 Closed
AO
2215
Advisor OS
Illinois
– -$232K -1,209 Closed
MC
2216
Maverick Capital
Texas
– -$226K -1,175 Closed
EPWM
2217
Essex Private Wealth Management
Massachusetts
– -$222K -1,156 Closed
CWM
2218
Calamos Wealth Management
Illinois
– -$217K -1,128 Closed
HIP
2219
HUB Investment Partners
Texas
– -$214K -1,116 Closed
BOPW
2220
Brandywine Oak Private Wealth
Pennsylvania
– -$210K -1,094 Closed
PG
2221
Patten Group
Tennessee
– -$208K -1,084 Closed
FNBOO
2222
First National Bank of Omaha
Nebraska
– -$208K -1,083 Closed
PFWA
2223
Paces Ferry Wealth Advisors
Georgia
– -$202K -1,053 Closed
DOA
2224
D'Orazio & Associates
Virginia
– -$186K -971 Closed
SFP
2225
Sterling Financial Planning
New Jersey
– -$182K -950 Closed
87 88
89
90 91