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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
MA
2201
MCF Advisors
Kentucky
– -$336K -1,748 Closed
C
2202
Certuity
Florida
– -$323K -1,679 Closed
CIM
2203
Contravisory Investment Management
Massachusetts
– -$307K -1,598 Closed
XS
2204
XR Securities
Illinois
– -$319K -1,584 Closed
M
2205
Mirova
France
– -$303K -1,579 Closed
CCWA
2206
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
– -$290K -1,510 Closed
WMC
2207
Westwood Management Corporation
Illinois
– -$288K -1,500 Closed
BAS
2208
Brown Advisory Securities
Maryland
– -$279K -1,453 Closed
BOS
2209
Bingham Osborn & Scarborough
California
– -$259K -1,347 Closed
JF
2210
JSF Financial
California
– -$254K -1,323 Closed
MMC
2211
Mizuho Markets Cayman
Cayman Islands
– -$254K -1,321 Closed
PBF
2212
Petix & Botte Financial
California
– -$252K -1,312 Closed
GCP
2213
GSA Capital Partners
United Kingdom
– -$249K -1,297 Closed
GSC
2214
Ground Swell Capital
South Carolina
– -$242K -1,260 Closed
BIP
2215
Blueprint Investment Partners
North Carolina
– -$240K -1,250 Closed
AO
2216
Advisor OS
Illinois
– -$232K -1,209 Closed
MC
2217
Maverick Capital
Texas
– -$226K -1,175 Closed
EPWM
2218
Essex Private Wealth Management
Massachusetts
– -$222K -1,156 Closed
CWM
2219
Calamos Wealth Management
Illinois
– -$217K -1,128 Closed
HIP
2220
HUB Investment Partners
Texas
– -$214K -1,116 Closed
BOPW
2221
Brandywine Oak Private Wealth
Pennsylvania
– -$210K -1,094 Closed
PG
2222
Patten Group
Tennessee
– -$208K -1,084 Closed
FNBOO
2223
First National Bank of Omaha
Nebraska
– -$208K -1,083 Closed
PFWA
2224
Paces Ferry Wealth Advisors
Georgia
– -$202K -1,053 Closed
DOA
2225
D'Orazio & Associates
Virginia
– -$186K -971 Closed
87 88
89
90 91