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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
LAS
2001
Lloyd Advisory Services
Georgia
$5K +$207 +1 +5%
FMTCOCP
2002
Farmers & Merchants Trust Co of Chambersburg PA
Pennsylvania
$5K +$4.14K +20 New
BMD
2003
Better Money Decisions
New Mexico
$5K +$4.35K +21 New
RIM
2004
Rockbridge Investment Management
New York
$3K -$20.7K -100 -88%
ADIM
2005
Alpha DNA Investment Management
Maryland
$3K
TCM
2006
TD Capital Management
Tennessee
$3K
CAM
2007
ClariVest Asset Management
California
$3K +$1.24K +6 +75%
NICM
2008
Neo Ivy Capital Management
New York
$3K +$3.1K +15 New
FNBOSM
2009
First National Bank of South Miami
Florida
$2K -$12.8K -62 -89%
IRAG
2010
Investment Research & Advisory Group
Georgia
$2K
KIG
2011
Kessler Investment Group
Indiana
$2K
PCTC
2012
Perkins Coie Trust Company
Washington
$2K
ELC
2013
Edgar Lomax Company
Virginia
-$27.5M -151,050 Closed
Balyasny Asset Management
2014
Balyasny Asset Management
Illinois
-$21.7M -104,805 Closed
MSA
2015
Mason Street Advisors
Wisconsin
-$13.6M -74,941 Closed
ACM
2016
Arosa Capital Management
Florida
-$10.9M -60,000 Closed
PCM
2017
Penserra Capital Management
California
-$10.2M -56,209 Closed
SAM
2018
Scopus Asset Management
New York
-$10M -55,000 Closed
HAI
2019
Hennessy Advisors Inc
California
-$9.25M -50,800 Closed
BA
2020
Bridgewater Associates
Connecticut
-$6.38M -35,021 Closed
MSE
2021
MUFG Securities EMEA
United Kingdom
-$4.92M -27,000 Closed
Simplex Trading
2022
Simplex Trading
Illinois
-$5.36M -25,889 Closed
AWAM
2023
Appian Way Asset Management
New York
-$4.2M -23,061 Closed
FI
2024
FormulaFolio Investments
Michigan
-$3.92M -21,562 Closed
GCM
2025
Gladius Capital Management
Illinois
-$4.41M -21,319 Closed