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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
APW
1976
Austin Private Wealth
Texas
$427K -$81.1K -234 -15%
LJHT
1977
Laurie J. Hall Trustee
$426K
IAS
1978
Investment Advisory Services
Texas
$425K -$55.8K -161 -11%
MFG
1979
Monte Financial Group
Connecticut
$425K -$99.9K -288 -18%
SQA
1980
Simon Quick Advisors
New Jersey
$424K +$42.3K +122 +11%
DIA
1981
Davidson Investment Advisors
Montana
$423K -$104K -300 -19%
AFT
1982
Alpha Family Trust
California
$423K
OPTFSNA
1983
Old Point Trust & Financial Services N A
Virginia
$423K
NLP
1984
Next Level Private
New York
$423K +$17.3K +50 +4%
AI
1985
AdvisorShares Investments
Maryland
$421K +$444K +1,280 New
MFA
1986
Millington Financial Advisors
Illinois
$421K +$8.32K +24 +2%
RA
1987
Rockingstone Advisors
Massachusetts
$420K +$5.2K +15 +1%
CIM
1988
Contravisory Investment Management
Massachusetts
$420K +$5.89K +17 +1%
NSAM
1989
North Star Asset Management
Wisconsin
$420K
IP
1990
Isthmus Partners
Wisconsin
$419K
OSNBOA
1991
Old Second National Bank of Aurora
Illinois
$418K
RCG
1992
Regatta Capital Group
California
$417K +$19.8K +57 +5%
BBNA
1993
Bremer Bank National Association
Minnesota
$417K +$15.6K +45 +4%
LFASL
1994
Lugano Financial Advisors SA (LFA)
Switzerland
$416K
CAC
1995
Core Alternative Capital
Georgia
$415K
MCM
1996
Maple Capital Management
Vermont
$414K +$121K +348 +39%
GSAM
1997
Grant Street Asset Management
Pennsylvania
$414K
AFM
1998
Armstrong Fleming & Moore
District of Columbia
$414K -$131K -379 -23%
DnB Asset Management
1999
DnB Asset Management
Norway
$414K +$431K +1,243 New
GLLW
2000
Graves Light Lenhart Wealth
Virginia
$414K +$4.16K +12 +1%