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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
Zurich Cantonal Bank
176
Zurich Cantonal Bank
Switzerland
$12.7M +$3.05M +37,242 +35%
GF
177
Gabelli Funds
New York
$12.5M – – –
FAF
178
Fjarde Ap-fonden
Sweden
$12.4M +$430K +5,251 +4%
QIM
179
Quantitative Investment Management
Virginia
$12.2M +$11.3M +137,600 New
BFS
180
Bradley Foster & Sargent
Connecticut
$12M +$1.45M +17,780 +15%
Public Sector Pension Investment Board (PSP Investments)
181
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$11.6M +$1.68M +20,500 +19%
CCMH
182
Cornerstone Capital Management Holdings
New York
$11.6M -$1.37M -16,757 -11%
ZIG
183
Zurich Insurance Group
Switzerland
$11.3M +$3.88M +47,406 +59%
RFC
184
Regions Financial Corp
Alabama
$11.3M -$616K -7,524 -6%
DekaBank Deutsche Girozentrale
185
DekaBank Deutsche Girozentrale
Germany
$11.3M +$866K +10,584 +9%
Nomura Asset Management
186
Nomura Asset Management
Japan
$11.2M +$700K +8,560 +7%
ProShare Advisors
187
ProShare Advisors
Maryland
$11.2M -$2.3M -28,083 -18%
ABC
188
Associated Banc-Corp
Wisconsin
$10.7M +$99.9K +1,221 +1%
MAA
189
Matrix Asset Advisors
New York
$10.6M -$462K -5,651 -5%
SI
190
SII Investments
Wisconsin
$10.5M +$790K +9,651 +9%
CB
191
Commerce Bank
Missouri
$10.4M -$341K -4,163 -3%
Citigroup
192
Citigroup
New York
$10.4M -$6.7M -81,903 -41%
Public Employees Retirement Association of Colorado
193
Public Employees Retirement Association of Colorado
Colorado
$10.3M -$309K -3,773 -3%
Natixis Advisors
194
Natixis Advisors
Massachusetts
$10.3M -$591K -7,225 -6%
Janney Montgomery Scott
195
Janney Montgomery Scott
Pennsylvania
$10.2M -$9.38M -114,596 -50%
PIA
196
Piedmont Investment Advisors
North Carolina
$10.2M -$971K -11,868 -9%
AIA
197
Avalon Investment & Advisory
Texas
$10.1M +$9.34M +114,128 New
Envestnet Asset Management
198
Envestnet Asset Management
Illinois
$9.99M -$471K -5,753 -5%
BG
199
Bollard Group
Massachusetts
$9.93M +$3.93M +48,053 +75%
Thrivent Financial for Lutherans
200
Thrivent Financial for Lutherans
Minnesota
$9.66M -$149K -1,821 -2%