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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
EH
1701
Employers Holdings
Nevada
– -$306K -2,420 Closed
IP
1702
Isthmus Partners
Wisconsin
– -$295K -2,336 Closed
BAAM
1703
Baker Avenue Asset Management
California
– -$294K -2,329 Closed
BI
1704
Ballast Inc
Kentucky
– -$263K -2,086 Closed
NWM
1705
Northwest Wealth Management
Iowa
– -$264K -2,086 Closed
JT
1706
Jump Trading
Illinois
– -$263K -2,079 Closed
BCM
1707
Breiter Capital Management
Florida
– -$253K -2,001 Closed
LA
1708
LVW Advisors
New York
– -$253K -2,000 Closed
VAS
1709
Vestmark Advisory Solutions
Massachusetts
– -$249K -1,972 Closed
CFC
1710
Coyle Financial Counsel
Illinois
– -$231K -1,831 Closed
GC
1711
Grimes & Company
Massachusetts
– -$230K -1,820 Closed
BCMO
1712
Buckingham Capital Management (Ohio)
Ohio
– -$224K -1,771 Closed
JSL
1713
JT Stratford LLC
Georgia
– -$217K -1,715 Closed
BO
1714
Bach Option
Hong Kong
– -$216K -1,707 Closed
KFS
1715
Kurt F. Somerville
– -$215K -1,700 Closed
MWM
1716
Merriman Wealth Management
Washington
– -$205K -1,620 Closed
IEFM
1717
IQ EQ Fund Management
Ireland
– -$158K -1,250 Closed
KOCAA
1718
Knights of Columbus Asset Advisors
Connecticut
– -$130K -1,028 Closed
QT
1719
Quantbot Technologies
New York
– -$94K -751 Closed
CCM
1720
Cribstone Capital Management
Maine
– -$88K -700 Closed
KWA
1721
KCS Wealth Advisory
California
– -$76.4K -605 Closed
NCM
1722
Nelson Capital Management
California
– -$71K -566 Closed
SFM
1723
Systematic Financial Management
New Jersey
– -$51K -407 Closed
GWAG
1724
Garrett Wealth Advisory Group
Texas
– -$46.9K -371 Closed
CAGAS
1725
Capital Advisory Group Advisory Services
Minnesota
– -$39K -300 Closed
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