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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
WCM
1651
Weatherstone Capital Management
Colorado
– -$392K -2,571 Closed
MWM
1652
MinichMacGregor Wealth Management
New York
– -$312K -2,501 Closed
ECM
1653
ETrade Capital Management
Virginia
– -$305K -2,403 Closed
LNB
1654
Ledyard National Bank
– -$297K -2,337 Closed
WAM
1655
Winslow Asset Management
Ohio
– -$296K -2,330 Closed
VHAM
1656
Van Hulzen Asset Management
California
– -$294K -2,317 Closed
SAM
1657
Symphony Asset Management
California
– -$284K -2,234 Closed
SDJVC
1658
St. Denis J. Villere & Co
Louisiana
– -$273K -2,150 Closed
RI
1659
Ridgewood Investments
New Jersey
– -$323K -2,118 Closed
JCM
1660
Janney Capital Management
Pennsylvania
– -$264K -2,080 Closed
FAM
1661
Flaharty Asset Management
Florida
– -$264K -2,076 Closed
NJBEST
1662
New Jersey Better Educational Savings Trust
New Jersey
– -$254K -2,000 Closed
EWM
1663
Elite Wealth Management
Washington
– -$253K -1,991 Closed
ANBT
1664
American National Bank & Trust
Texas
– -$217K -1,707 Closed
SIM
1665
Spark Investment Management
New York
– -$216K -1,700 Closed
DCM
1666
Driehaus Capital Management
Illinois
– -$210K -1,656 Closed
FAN
1667
Financial Advisors Network
California
– -$208K -1,633 Closed
AIS
1668
American Investment Services
Massachusetts
– -$207K -1,627 Closed
PFA
1669
Pure Financial Advisors
California
– -$206K -1,625 Closed
ICM
1670
IMS Capital Management
Oregon
– -$206K -1,620 Closed
CAM
1671
Congress Asset Management
Massachusetts
– -$205K -1,610 Closed
LPWM
1672
Lake Point Wealth Management
Texas
– -$200K -1,577 Closed
QFA
1673
Quattro Financial Advisors
Texas
– -$203K -1,544 Closed
CCMW
1674
Cypress Capital Management (Wyoming)
Wyoming
– -$180K -1,415 Closed
PG
1675
Patten Group
Tennessee
– -$161K -1,269 Closed
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