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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
PWM
1626
Perigon Wealth Management
California
– -$201K -1,464 Closed
FNC
1627
First National Corp
Massachusetts
– -$168K -1,241 Closed
QT
1628
Quantamental Technologies
New York
– -$135K -996 Closed
EMG
1629
ETF Managers Group
New Jersey
– -$134K -987 Closed
OFW
1630
Omnia Family Wealth
Florida
– -$125K -924 Closed
CMTU
1631
Capital Markets Trading (UK)
United Kingdom
– -$120K -908 Closed
DBT
1632
Dubuque Bank & Trust
Iowa
– -$120K -890 Closed
AIM
1633
Acropolis Investment Management
Missouri
– -$110K -810 Closed
HCA
1634
Horan Capital Advisors
Ohio
– -$98K -725 Closed
LFA
1635
Legacy Financial Advisors
Kentucky
– -$95K -698 Closed
IWP
1636
Icon Wealth Partners
Texas
– -$90K -663 Closed
BAM
1637
Bruderman Asset Management
New York
– -$89K -660 Closed
GCA
1638
Greenwood Capital Associates
South Carolina
– -$79K -580 Closed
RFWA
1639
RPg Family Wealth Advisory
Massachusetts
– -$78.6K -580 Closed
PGWM
1640
Parisi Gray Wealth Management
New Jersey
– -$77K -566 Closed
NWA
1641
New World Advisors
Massachusetts
– -$68K -502 Closed
KL
1642
KWMG LLC
Kansas
– -$68K -500 Closed
FC
1643
Ferris Capital
Massachusetts
– -$58K -429 Closed
AIM
1644
Assured Investment Management
New York
– -$36K -268 Closed
SMFG
1645
Sumitomo Mitsui Financial Group
Japan
– -$35K -261 Closed
MFW
1646
Mosaic Family Wealth
Missouri
– -$35K -257 Closed
AIA
1647
Alera Investment Advisors
Illinois
– -$35K -255 Closed
JIP
1648
JBJ Investment Partners
South Carolina
– -$34K -250 Closed
LPC
1649
Loeb Partners Corp
New York
– -$27K -200 Closed
SPL
1650
Smart Portfolios LLC
Washington
– -$27K -200 Closed
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