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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
NL
1576
NWAM LLC
Washington
– -$263K -1,669 Closed
FC
1577
Forte Capital
New York
– -$262K -1,666 Closed
FIM
1578
Frontier Investment Management
Texas
– -$262K -1,663 Closed
PL
1579
Parkwood LLC
Ohio
– -$257K -1,630 Closed
SWM
1580
Stockman Wealth Management
Montana
– -$255K -1,618 Closed
JCM
1581
Janney Capital Management
Pennsylvania
– -$252K -1,599 Closed
RAM
1582
Redmond Asset Management
Virginia
– -$251K -1,590 Closed
IF
1583
IRON Financial
Illinois
– -$249K -1,581 Closed
TA
1584
Tiedemann Advisors
New York
– -$235K -1,492 Closed
LFR
1585
Lehman Financial Resources
Pennsylvania
– -$234K -1,489 Closed
HA
1586
Harfst & Associates
Wyoming
– -$228K -1,449 Closed
NF
1587
Nikulski Financial
Iowa
– -$212K -1,348 Closed
MIA
1588
MainStreet Investment Advisors
Illinois
– -$212K -1,344 Closed
OWM
1589
Orgel Wealth Management
Wisconsin
– -$212K -1,343 Closed
TW
1590
Transform Wealth
Colorado
– -$211K -1,342 Closed
OPTFSNA
1591
Old Point Trust & Financial Services N A
Virginia
– -$208K -1,320 Closed
CA
1592
Clearstead Advisors
Ohio
– -$208K -1,319 Closed
FAT
1593
First American Trust
California
– -$204K -1,291 Closed
PGIM
1594
Pacific Global Investment Management
California
– -$203K -1,285 Closed
PWMAG
1595
Pinnacle Wealth Management Advisory Group
New Jersey
– -$202K -1,283 Closed
AAM
1596
Aureus Asset Management
Massachusetts
– -$201K -1,277 Closed
CWM
1597
Circle Wealth Management
New Jersey
– -$201K -1,277 Closed
SIM
1598
SSI Investment Management
California
– -$200K -1,277 Closed
VSI
1599
Verde Servicos Internacionais
Brazil
– -$156K -1,000 Closed
LC
1600
Landaas & Company
Wisconsin
– -$151K -957 Closed
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