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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
TF
1501
Tompkins Financial
New York
$740K +$51.9K +200 +9%
KA
1502
Kercheville Advisors
Texas
$739K – – –
SCA
1503
Sippican Capital Advisors
Massachusetts
$739K – – –
SGC
1504
Slocum, Gordon & Co
Rhode Island
$739K – – –
SAM
1505
Sompo Asset Management
Japan
$736K -$241K -930 -27%
OWA
1506
Opal Wealth Advisors
New York
$736K +$7.52K +29 +1%
DI
1507
DFPG Investments
Utah
$736K -$3.67M -14,160 -85%
SAM
1508
Seelaus Asset Management
New Jersey
$733K – – –
SCA
1509
Stonebridge Capital Advisors
Minnesota
$732K +$56K +216 +10%
RCM
1510
RNC Capital Management
California
$732K -$10.4K -40 -2%
HA
1511
Hamel Associates
New Jersey
$729K -$64.9K -250 -9%
CAM
1512
Carret Asset Management
New York
$727K +$259 +1 +0%
CHJWM
1513
Carlton Hofferkamp & Jenks Wealth Management
Texas
$727K -$5.19K -20 -0.8%
GAMC
1514
Garner Asset Management Corp
Texas
$725K +$18.9K +73 +3%
HIP
1515
HUB Investment Partners
Texas
$724K +$264K +1,016 +71%
JE
1516
JMAC Enterprises
Pennsylvania
$723K +$635K +2,446 New
VST
1517
Van Strum & Towne
California
$723K -$3.89K -15 -0.6%
PAMG
1518
Patton Albertson Miller Group
Tennessee
$723K -$28.3K -109 -4%
GWM
1519
Greenwich Wealth Management
Connecticut
$721K -$20K -77 -3%
MIS
1520
Morningstar Investment Services
Illinois
$721K +$286K +1,103 +83%
VA
1521
Valmark Advisers
Ohio
$720K +$38.1K +147 +6%
HAIM
1522
Hunter Associates Investment Management
Pennsylvania
$720K -$259 -1 -0%
TAM
1523
Trillium Asset Management
Massachusetts
$720K – – –
BWA
1524
Bordeaux Wealth Advisors
California
$716K +$32.9K +127 +6%
FA
1525
Fiducient Advisors
Illinois
$716K +$628K +2,420 New
59 60
61
62 63