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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
FCMT
1451
Founders Capital Management (Texas)
Texas
$10K – – –
TC
1452
Truvestments Capital
Florida
$10K – – –
CQS
1453
Credential Qtrade Securities
$9.47K +$9.53K +75 New
WCG
1454
Weaver Consulting Group
California
$9K -$12.7K -100 -59%
SIAS
1455
Shine Investment Advisory Services
Colorado
$9K +$6.35K +50 +227%
KFS
1456
Kelly Financial Services
Massachusetts
$8.59K +$3.68K +29 +74%
PCFFS
1457
Pacific Center for Financial Services
California
$8K – – –
LWA
1458
Lowe Wealth Advisors
Maryland
$7K – – –
IAS
1459
IMA Advisory Services
Colorado
$7K +$127 +1 +2%
RWM
1460
Raffa Wealth Management
District of Columbia
$6.32K +$6.35K +50 New
NC
1461
NewSquare Capital
Pennsylvania
$6K -$386K -3,042 -98%
BHWM
1462
Bay Harbor Wealth Management
Maryland
$6K – – –
MFT
1463
Moisand Fitzgerald Tamayo
Florida
$6K – – –
LFG
1464
LifePlan Financial Group
Ohio
$5K – – –
QAM
1465
QCI Asset Management
New York
$5K – – –
BCM
1466
Bourgeon Capital Management
Connecticut
$5K +$5.08K +40 New
JAM
1467
JCIC Asset Management
Ontario, Canada
$4K -$2.72M -21,416 -100%
CH
1468
Canton Hathaway
Rhode Island
$4K – – –
MIM
1469
Macroview Investment Management
Maryland
$4K – – –
OAM
1470
Oppenheimer Asset Management
New York
$3K -$390K -3,068 -99%
CA
1471
Crewe Advisors
Utah
$3K -$20.5K -161 -88%
RWG
1472
Regal Wealth Group
California
$3K – – –
SQA
1473
Simon Quick Advisors
New Jersey
$3K – – –
WWM
1474
Willingdon Wealth Management
North Carolina
$3K +$3.43K +27 New
GFPC
1475
Global Financial Private Capital
Florida
$2K -$21.5K -169 -92%
57 58
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60 61