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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
PFO
1251
Pathstone Family Office
New Jersey
$14K – – –
AAP
1252
Arax Advisory Partners
Colorado
$14K +$806 +7 +7%
RFWA
1253
RPg Family Wealth Advisory
Massachusetts
$13.1K – – –
FFW
1254
Fusion Family Wealth
New York
$13K – – –
SHJ
1255
Sharkey, Howes & Javer
Colorado
$13K – – –
HRC
1256
Hoertkorn Richard Charles
$12K – – –
RIA
1257
RPG Investment Advisory
California
$12K – – –
AIL
1258
AGF Investments LLC
Ontario, Canada
$11K -$1.15K -10 -11%
FCMT
1259
Founders Capital Management (Texas)
Texas
$10K – – –
RFS
1260
Rockefeller Financial Services
New York
$10K – – –
PCFFS
1261
Pacific Center for Financial Services
California
$8K – – –
QAM
1262
QCI Asset Management
New York
$7K -$8.64K -75 -58%
AW
1263
Alpha Windward
Massachusetts
$7K – – –
ANBT
1264
American National Bank & Trust
Texas
$7K – – –
LWA
1265
Lowe Wealth Advisors
Maryland
$7K – – –
SIA
1266
SeaBridge Investment Advisors
New Jersey
$6K -$46.2K -401 -89%
MFT
1267
Moisand Fitzgerald Tamayo
Florida
$6K +$5.87K +51 New
BWA
1268
BDO Wealth Advisors
Florida
$3K -$51.8K -450 -95%
GWA
1269
Guidant Wealth Advisors
Illinois
$3K -$1.84K -16 -38%
TPCM
1270
Tide Point Capital Management
Connecticut
– -$79.1M -735,756 Closed
IGIM
1271
I.G. Investment Management
Manitoba, Canada
– -$65.2M -606,400 Closed
Point72 Asset Management
1272
Point72 Asset Management
Connecticut
– -$13.4M -116,652 Closed
Parallax Volatility Advisers
1273
Parallax Volatility Advisers
California
– -$7.15M -62,127 Closed
HC
1274
Hourglass Capital
Texas
– -$4.42M -41,120 Closed
Rafferty Asset Management
1275
Rafferty Asset Management
New York
– -$3.73M -34,733 Closed